Cyber Threats and Risk Mitigation

“The single biggest existential threat that’s out there, I think, is cyber.”

Michael Mullen

Introduction

Digital is the new paradigm. All facets of life today are being disrupted by digital technology, changing the way things were done or are being done. This disruption is all around us, in day to day life as well as complex organisations like business, industry or military. The two technologies i.e. Information Technology and Communication Technology have ushered in new efficiencies, new ways to do things and this change is continuous and exponential. In the Indian context, the ‘Digital India’ thrust of the Government has taken our country in a new direction at a previously unimagined pace. IRCTC, Cashless transactions,  E Governance, GSTN, E Banking, Bharat Net have all provided the means and reach to citizens and the Government to take up the task of development of our society, in an inclusive manner at a fast pace.

  1. INTERNET and associated technologies have made it possible to disseminate information at the blink of the eye, re-engineer and control various processes, in every possible field. The society today has become heavily dependent on this digital infrastructure, the Cyber Space. It is the lifeline of economy and other structures of the society. If disrupted, the resultant mayhem would be catastrophic. Just imagine the chaos if the complete banking or transport or communication network is brought down, deliberately or due to a failure. All network and information infrastructure is planned with due backups catering for routine failure. However, there is a need to cater for disturbance caused by deliberate action.
  2. Exploitation of cyberspace for degrading the digital civil and military infrastructure, poses a rapidly growing threat to national security of the country. Hence it’s necessary to analyse the trends in cyber threats, assess how these can impact the environment in Indian scenario and how to mitigate this threat. As per CERT India, one cyber attack was reported every 10 minutes in the first six months of 2017. As many as 27,482 cases were reported from January to June, higher than 2016 when it was one in every 12 minutes.

Cyber Threats to Society

  1. Criminals have used the Internet to sell drugs, guns, ammunition, forgeries (passports, driving licences) and financial information (credit card information, bank account login details). Online marketplace ‘Silk Road’ set up in 2011 by Ross Ulbrickt aka ‘Dead Pirate Roberts’, did business worth $1.2 billion (in Bitcoins), had 957,909 registered users before it was shut down in 2013. Site anonymity was maintained by using TOR (The Onion Router) and using bitcoins (a digital currency) for transactions. Silk Road provided a platform for trading in :
  • Narcotics and controlled substances.
  • Malicious software.
  • Unlawful services such as hacking into Facebook, Twitter, Emails, Tutorials for hacking ATMs, Contacts for guns, arms, fake currency.
  • Pirated content, digital goods.
  • Forged Documents.
  1. Another example was ‘Dark Market’ which facilitated buying and selling of stolen financial information. Set up in 2008 by Renukanth Subramanium in London, it had 2500 members dealing in stolen credit card data, login credentials and equipment for financial crimes. It was taken down in 2010. These organisations were fully organised with corporate like structure having administrators, moderators, Receivers, Hackers/data thieves and users.
  2. The two examples cited are living proof of availability of Cyber Crime as a Service (CCAAS) where sites or vendors are offering to buy – sell – hire – outsource all the sophisticated technologies of cyber threats. On the offer are:
  • Specific hacker software.
  • Secure Hosting.
  • DDoS botnets.
  • List of targets for Phishing schemes.
  • Access to Critical Systems.
  • Custom Virus development.
  • Batches of credit card numbers.
  • Zero day exploit exchanges. Cases where Administrators have zero day to fix the flaw, hence hackers have the maximum advantage.
  1. Almost every part of daily life is becoming vulnerable as the dependence on digital technologies increases. Modern automobiles are totally driven by software, adopting the technology of ‘drive by wire’ wherein almost all functions are controlled by software. Many sensors and communications systems are integrated to make cars smart and the vehicle system can be configured and optimised using smart phones or laptops, making them vulnerable to hacking. Automotive cyber security researchers Charlie Miller and Chris Valasek hacked a 2014 Jeep Cherokee in 2015, using the radio used in entertainment system. In May 2017, FBI arrested members of a motorcycle gang accused to have hacked and stolen over 150 Jeep Wranglers from Southern California since 2014.
  2. Attack on airline ground computer systems used for issuing flight plans can cause mayhem in the operations of airlines. Hacking of an airplane is possible by getting access to its satellite communication system through passenger WiFi and inflight infotainment system. There have been reported incidents of hacking of a plane in flight, causing it to climb by ‘overwriting’ code on thrust management computer. A cyber security consultant Chris Roberts told the FBI in May 2015 that he hacked into computer systems aboard airliners about 20 times and managed to control an aircraft engine during a flight.
  3. The domain of Healthcare is also going through digital disruption. The diagnostics, sensors monitoring vital parameters, electronic medical records (EMR), telemedicine, all these systems are vulnerable to cyber threats. Some possibilities are:
  • Remote manipulation of drug infusion pumps.
  • Altering digital medical records.
  • Restart/reboot critical equipment.
  • Spoof blood tests / other diagnostics.
  • Changing temperature settings in systems storing blood or drugs.
  • Bluetooth enabled defibrillators or pacemakers could be made to deliver random shocks to a patient’s heart.
  1. It is hard today to imagine life without WhatsApp, Google, Facebook, Amazon, Ola, Paytm, Netflix, et al. What most of us do not realise is that these services collect huge amount of data about users allowing them to understand each customer to improve their services and of course profits. This data of millions of Indians could be made available to enemy intelligence agencies who could find negative information about, say a policy maker and make her change a key decision. The location or movement of troops can be detected just based on location data change of service personnel. The possibilities of misuse of such data are endless.
  2. The society is also facing the problem of addiction of younger generation to digital world and social media. Millennials or The Generation Y have grown up with these technologies and are vulnerable to exploitation by cyber criminals. ‘Blue Whale Game’ or ‘The Game of death’ claimed its first victim in India on 01 Aug 2017. The maker of the game Philipp Budeikin was convicted and sentenced to three years in jail in Russia. Using the ‘Dark web’, Budeikin played with the minds of impressionable young men and women inciting them to commit suicide. Child pornography, human trafficking, illegal money laundering and many more heinous crimes have been abetted through cyber technology.
  3. Hackers are constantly looking for new ways to access data. Most recently, the way was as simple as a fish tank. The hackers attempted to acquire data from a North American casino by using an Internet-connected fish tank, according to a report released on 19 July 2017 by cyber security firm Darktrace. The fish tank had sensors connected to a PC that regulated the temperature, food and cleanliness of the tank. “Somebody got into the fish tank and used it to move around into other areas (of the network) and sent out data.” The report said 10 GB of data were sent out to a device in Finland. As more products with the ability to connect to the Internet become available (IoT – Internet of Things), opportunities for hackers to access data through outside-the-box ways have risen. Recently FBI warned parents about the privacy risks of toys connected to the Internet, which could help a hacker learn a child’s name, location and other personal information.

Cyber Threats in Military domain

  1. Warfare has also been disrupted by this digital assault of technology. Technology has always been driven by the military and today all weapon systems and mechanics of warfare rely heavily on digital systems. Direct traditional warfare is changing into asymmetric warfare against traditional and non traditional enemies, where cyber space provides a very potent arena with its tremendous and quick reach. Shaping perceptions, disseminating information across borders at a lightening pace, technology is making it difficult to anticipate the character of future conflict. Technology is providing means which can offset conventional capability and bring victory without bloodshed.
  2. The increased dependency on communica-tion and data networks, storage of information in cyber domain and its vulnerabilities, lack of mutual consent between countries on effective control of operations in cyber domain has brought in a new type of threat – Cyber warfare. Many countries and non state actors are conducting Cyber Espionage, Cyber Reconnaissance and are also involved in creating offensive Cyber Warfare capabilities. Cyber attacks and network intrusions, linked to nation states are being reported at an increased frequency. Major resources are being utilised on how to conduct Cyber Warfare rather than preventing it. There is lack of International dialogue and activity with respect to controlling cyberspace.
  3. Exploitation of cyberspace for carrying out attacks on military infrastructure, government and financial institutions poses a rapidly growing threat to national security. Such attacks would more often than not be launched in peacetime by state or non state actors. Rather today, one must assume that most nations would be engaging in this form of warfare, all the time, as it has the advantage of :
  • Attribution is difficult and attacker can choose timing, location and impact.
  • Asymmetric tool ideal for nations with comparatively weaker conventional force to gain military advantage.
  • Low cost and high impact option.
  • Ideal option for non state actors.
  1. All the major weapon systems are increasingly becoming digital as technology enables integration with sophisticated sensors, command and control systems for increased situational awareness, accuracy and lethality. Requirement of quick response, shortening of OODA loop requires automation and computer control of weapon systems. The increased dependence on digital technology brings in the element of cyber threats. The complex weapon systems with numerous components developed by different agencies, some using COTS technology, with millions of lines of code, are vulnerable to exploitation. Hidden bugs, trapdoors in software or hardware which could be triggered during war or at a chosen instant, cannot be ruled out.
  2. Operation Orchard or ‘The Silent Strike’ was an Israeli airstrike on a suspected nuclear reactor in the Deir ez-Zor region of Syria, which occurred just after midnight on September 6, 2007. The attack denied by Israel, showcased its cyber warfare capabilities as Israeli electronic warfare (EW) systems took over Syria’s air defence systems, feeding them a false sky-picture for the entire period of time that the Israeli fighter jets needed to cross into Syria, bomb the target and return. The compromising of the air defence system could only have been possible if a cyber attack induced a false sky picture. It is also believed that Mossad hacked into the computer of a senior Syrian government official in 2005-6 and planted a Trojan horse which siphoned off files containing detailed plans, photos of the illicit nuclear facility.

Risk Mitigation

  1. The threat of cyber attacks will always exist in both civil and military domains which imposes a grave risk. Systems and ideas have to be evolved to mitigate this risk. Vulnerability is a measure of ability to prevent a security incident. The current security system and procedures represent the active steps one has taken to reduce the vulnerability. Vulnerability is a dynamic concept. It changes whenever the environment, operations, personnel, business and/or systems change. Each time a substantive security-related change occurs in an area, one needs to reconsider the vulnerability in that area.  Hence continuous risk assessment would be needed in this domain.
  2. Recognition of these threats and getting used to the idea that vulnerabilities exist is the first step. Most of us treat these scenarios as imaginary, something that happens to others. All victims of ransomeware like ‘Wanna Cry’ or ‘Petya’ realised the gravity of such an attack only after experiencing it. Most victims are not sure of unlocking their computers even if they pay the ransom. Essential components of defence such as Firewalls, Intrusion detection/prevention systems, Unified Threat Management systems, Encryption, Patch/Password management and Antivirus systems must be used. Maintaining air gap between Internet and internal networks, use of wired media and secure storage reduce the vulnerability to a great extent.
  3. Hackers are trying so many ingenious ways to break into systems, that the government will have to get involved in regulating digital systems. The expected onslaught of Internet of Things (IoT) products in near future makes it imperative. Getting everything to go through Government approval, on the cyber front, will raise questions about privacy and bureaucratic control but it may be the bare minimum required to protect the users. How to do this globally – would be a real challenge. As for what people can do to protect themselves against these kinds of attacks, education and awareness would be the start point. Consumers will have to educate themselves about digital products and take advantage of offered protection features. Latest operating systems and software must be used and continuously updated.
  4. Data being collected by various companies and organisations need to be regulated. Data protection laws are not enough. The issue of where data is resident needs attention. Data is protected under the laws of the land where it is stored. Most of the social media and e-commerce companies store this data in US where No protection is afforded to data of non US citizens. Private information of Indians must be stored in India. Currently Indian government agencies are at the mercy of foreign agencies to get the data of own citizens which is totally unacceptable from a security perspective. The access to such data must be governed by Indian laws. The next war may not be physical but in the Cyber space and Data will be a key weapon. A country needs to protect its resources and should not be at the mercy of foreign governments and companies.
  5. The Armed forces face the following challenges:
  • Induction of systems in a quick time frame to make up shortages without proper risk analysis will lead to disaster.  Proper analysis, appropriate GSQR and testing is necessary to mitigate these risks.
  • Ensure proper testing of all systems being inducted. Since the defence forces import most of the weapon systems currently, some components of these systems could have a trojan implanted which could be triggered when required. Proper EMI/EMC testing would mitigate a large component of this risk and prevent a ‘Silent Strike’.
  • Need to evolve effective response mechanism at organisational level to respond to day to day cyber attacks.
  • Requirement of forming a cyber work force with requisite qualifications to handle emergent cyber threats.
  • Synergy of effort at organisational level to develop best practices to handle cyber incidents.
  • Plan and exercise Cyber Crisis Management at National and Defence Forces Level.
  1. Some recommendations :
  • Formulation of a National Cyber Security Policy. The release of the National Cyber Security Policy 2013 is an important step towards securing the Cyber space. The implementation of policies must be carried out in a time bound manner.
  • Common communication infrastructure and agencies like ‘National Cyber Coordination Centre’ be established at national level for sharing and processing of information related to cyber threats.
  • Define strategy at national level for conduct of cyber offensive activities and develop such capabilities.
  • Proper laboratories with suitably trained manpower to conduct tests to check vulnerabilities, to keep pace with rapid technological changes and quickly support operational cyber-warriors with the latest upgrades, techniques and threats.
  • Allocation of budget to enhance existing cyber capabilities both in defensive and offensive fields.

Conclusion

  1. Cyberspace is increasingly becoming a place of risk and danger, vulnerable to hacks and threats. With today’s civilisation dependent on interconnected cyber systems to virtually operate most of the critical systems that make our daily lives easier, it is obvious that cyber warfare will be the choice for many governments and non state actors in future conflicts, especially those with limited access to expensive, conventional weapons of mass destruction. Hence it is imperative
    that this field be given due importance and both offensive and defensive capabilities acquired in a time bound manner.

“As the world is increasingly interconnected, everyone shares the

responsibility of securing cyberspace.” – Newton Lee

(Brig Subhash Katoch (Retd) is a highly technical professional with 37 years of comprehensive experience in military telecommunication technologies, data networks, cyber security, analytics, decision support systems, automation, database management, EMI/EMC testing and compliance. He holds a MBA from FMS, Delhi University, 2001; M.Phil. (Defence & Management), DAVV Indore, 2005; M.Sc. (Defence & Strategic Studies) Madras University, Chennai, 1993; M.Tech.(Computer science and Technology), IIT, Chennai, 1990.)

(This article is carried in the print edition of September-October 2017 issue of India Foundation Journal.)

PLA in Electromagnetic Domain

Introduction

The PLA expects to fight intense short wars that will be very decisive. The ability of  military forces to communicate and coordinate rapidly through Command, control, communications, computers, intelligence, surveillance and reconnaissance (C4ISR) networks means that military forces in Local Wars at the operational level will be agile, capable of high-tempo deep operations, resource-intensive, critically dependent on information and present in all warfare domains. China’s military modernisation is underway, with the new PLA organisations aiming to establish a national and a theatre-level HQ for ground forces, turning the Second Artillery department into a full-fledged service, and creating a Strategic Support Force to manage the information domain including space, cyber and electronic warfare activities. This process started in 2015 and will end only in 2020 or later. The Central Military Commission (CMC) has been restructured in 15 departments and commission, the seven military regions have been reorganised into five geographical-operational theatre commands and each branch of the Army has been reorganised as a service HQ for the forces, to separate the administrative services from the operational dynamics. The reforms also aim to reduce manpower in the Chinese military.

PLA Theory on Modern Warfare

The PLA envisions future conflicts under the conceptual umbrella of Integrated Network Electronic Warfare or INEW. It combines coordinated use of computer network operations (CNOs), electronic warfare (EW) and kinetic strikes designed to paralyse an enemy’s networked information systems, by creating “blind spots” against an adversary’s C4ISR systems. The PLA’s C4ISR programmes support the ground forces, navy, air force, missile forces, nuclear doctrine, and space warfare. Its operational concepts for employing traditional signals intelligence and electronic warfare have expanded to include cyber warfare; kinetic and cyber attacks on satellites; and information confrontation operations across the electromagnetic spectrum. The PLA, under the “Integrated Network Electronic Warfare” doctrine, has been paying significant attention to information warfare in the past 10-15 years, not only looking at Cyber Warfare, but also battlefield Electronic Warfare (EW).

Chinese EW doctrine emphasises using electromagnetic spectrum weapons to suppress or deceive enemy electronic equipment. PLA EW strategy focuses on radio, radar, optical, infrared and microwave frequencies, in addition to adversarial computer and information systems. The Chinese see EW as an important force multiplier and would likely employ it in support of all combat arms and services during a conflict. PLA EW units have conducted jamming and anti-jamming operations, testing the military’s understanding of EW weapons, equipment, and performance, which helped improve their confidence in conducting force on force, real equipment confrontation operations in simulated EW environments.

PLA strategists regard the ability to utilise space and deny adversaries access to space as central to enabling modern, information warfare. Although PLA doctrine does not appear to address space operations as a unique operational “campaign,” space operations form an integral component of other PLA campaigns and would serve a key role in enabling A2/AD (anti access / area denial) operations.

PLA has increasingly moved toward an operational construct that blends cyberspace operations with kinetic operations, creating a form of “cyber-kinetic strategic interaction.” The goal would be to blind, disrupt or deceive adversary C4ISR systems while almost simultaneously deploying its formidable conventional strike, ballistic missile, and maritime power projection forces. The PLA envisions this operational concept as “integrated network electronic warfare,” described by Michael Raska as the “coordinated use of cyber operations, electronic warfare, space control, and kinetic strikes designed to create ‘blind spots’ in an adversary’s C4ISR systems.”

The PLA has recently described this as a form of “network swarming attacks” and “multi-directional manoeuvring attacks” conducted in all domains – space, cyberspace, ground, air, and sea. The Strategic Support Force has been designed to provide these integrated operations, employing electronic warfare, cyberspace operations, space and counter-space operations, military deception and psychological operations working jointly with long-range precision strike, ballistic missile forces and traditional conventional forces.

Three Warfare and information Warfare

To set the strategic stage of the conflict, the “Chinese People’s Liberation Army Political Work Regulations” which were promulgated in 2003, sets forth among the tasks of political work, the task of the “three warfares” — psychological warfare, public opinion warfare, and legal warfare.

Psychological Warfare seeks to undermine an enemy’s ability to conduct combat operations through operations aimed at deterring, shocking, and demoralising enemy military personnel and supporting civilian populations.

Media Warfare is aimed at influencing domestic and international public opinion to build support for China’s military actions and dissuade an adversary from pursuing actions contrary to China’s interests.

Legal Warfare uses international and domestic law to claim the legal high ground or assert Chinese interests. It can be employed to hamstring an adversary’s operational freedom and shape the operational space. Legal warfare is also intended to build international support and manage possible political repercussions of China’s military actions.

The PLA’s operational hierarchy of combat consists of three major levels: war, campaigns and battles, each of which is informed, respectively, by a distinct level of operational guidance – namely strategy, campaign methods, and tactics. Three Warfares  can be identified primarily as a campaign method with secondary, mostly strategic but also tactical applications. The PLA’s combination of psychological warfare; the manipulation of public opinion, or media warfare and the manipulation of legal arguments to strengthen China’s diplomatic and security position, or what China calls
“legal warfare,” join together in a comprehensive information operations doctrine.

C4ISR

As per the  US DoD 2016 report, China continues to prioritise C4I modernisation as a response to trends in modern warfare that emphasise the importance of rapid information sharing, processing and decision-making. The PLA seeks to modernise itself both technologically and organisationally to command complex, joint operations in near and distant battlefields with increasingly sophisticated weapons.

The PLA views technological improvements to C4I systems as essential to improve the speed and effectiveness of decision-making while providing secure and reliable communications to fixed and mobile command posts. The PLA is fielding advanced automated command systems like the Integrated Command Platform (ICP) to units at lower echelons across the force. The adoption of the ICP enables multi service communications necessary for joint operations. These C4I advancements are expected to shorten the command process. The new technologies introduced into the PLA enable information sharing — intelligence, battlefield information, logistical information, and weather reports on robust and redundant communications networks, to improve commanders’ situational awareness. In particular, the transmission of ISR data in near real-time to commanders in the field could facilitate the commanders’ decision-making processes and make operations more efficient.

These technical improvements have greatly enhanced the PLA’s flexibility and responsiveness. “Informationised” operations no longer require in person meetings for command decision making or labor intensive processes for execution. Commanders can issue orders to multiple units at the same time while on the move and units can rapidly adjust their actions through the use of digital databases and command automation tools. The PLA also seeks to improve its C4I capabilities by reforming its joint command institutions at the national and regional levels.

Strategic Support Force (SSF)

The PLA Strategic Support Force (PLASSF) was created on 31 December 2015 as a newest branch of the People’s Liberation Army (PLA). Introduced as part of China’s military organisational reform, the PLASSF is not a full service branch, but an independent service arm under the direct leadership of the Central Military Commission (CMC). SSF is responsible for the PLA’s space, cyber, and electronic warfare missions. Functionally and structurally, the SSF operates like the former Second Artillery Force and is an umbrella entity for electronic, information, and cyber warfare. This reform postures the PLA to conduct “local wars under informationised conditions” in support of its historic mission to “secure dominance” in outer space and the electromagnetic domain. Network (or cyberspace) forces are now alongside electromagnetic, space, and psychological operations forces and better organised to conduct integrated operations jointly with air, land, and sea forces. The establishment of the SSF disrupts traditional roles, relationships, and processes. It also disrupts power relationships within the PLA and between the PLA and the CCP. It challenges long-held organisational concepts, and is occurring in the midst of other landmark reforms, to include the establishment of new joint theatre commands. However, if successful, it would improve information flows in support of joint operations and create a command and control organisation that can develop standard operating procedures, tactics, techniques, procedures, advanced doctrine, associated training, along with driving research and development toward advanced capabilities. The force appears to have a staff department, equipment department, political department, and, presumably, a logistics department. More operationally, the force appears to have headquarters components for its space and cyber forces, embodied in the Space Systems Department (SSF-SSD) and Network Systems Department (SSF-NSD) respectively. The SSF may create or may already have an Electronic/Electromagnetic Systems Department (ESD) for its electronic warfare force.

SSF will be composed of three separate forces or force-types: space troops, cyber troops and electronic warfare forces. The cyber force would be composed of “hackers focusing on attack and defence,” the space forces would “focus on reconnaissance and navigation satellites,” and the electronic warfare force would focus on “jamming and disrupting enemy radar and communications.” This would allow the PLA to “meet the challenges of not only traditional warfare but also of new warfare centred on new technology” (Global Times, January 16, 2017).

The SSF will draw from forces previously under the General Staff Department’s (GSD) subordinate organs, to include portions of the First Department (1PLA, operations department), Second Department (2PLA, intelligence department), Third Department (3PLA, technical reconnaissance department), Fourth Department (4PLA, electronic countermeasure and radar department), and Informatisation Department (communications).

If information is power, then the GSD Third Department represents one of the most powerful bureaucracies in China today. Among its sources of strength is the country‘s largest pool of well trained linguists specialised in niche areas, such as banking and financial transactions, military activities, energy and diplomatic exchanges. The combination of Signals Intelligence (SIGINT) and Computer Network Exploitation,  fusing transcripts of phone conversations with intercepted email exchanges, would enable a powerful understanding of plans, capabilities and activities of an organisation or individual in near real time. Key word and voice recognition technology and large data bases permit greater efficiency in collection directed against specific targets. Advanced computing facilitates breaking of all but the most sophisticated encryption and passwords. The linkage between CNO and PLA psychological warfare training units appears reasonable. Monitoring of communications, email accounts, websites, and internal networks could support sophisticated perception management operations. SIGINT, or technical reconnaissance in PLA lexicon, advances the interests of the Chinese Communist Party (CCP) and the People’s Republic of China (PRC).

The PLA’s SIGINT community consists of at least 28 technical reconnaissance bureaus (TRBs). The GSD Third Department has direct authority over 12 operational bureaus, three research institutes, and a computing centre. Eight of the 12 operational bureau headquarters are clustered in Beijing. Two others are based in Shanghai, one in Qingdao, and one in Wuhan. Ten additional TRBs provide direct support to the PLA’s seven military regions (MRs), while another six support the PLA Navy (PLAN), Air Force (PLAAF), and Second Artillery Force (PLASAF).

Organizations Associated With Computer Network Defense

  • PLA’s Information Engineering University is the Third Department’s training vehicle.
  • PLA Communications Security Bureau China.
  • North Computation Center Third Department Computing Center .
  • National Research Center for Information Security Technology (Network Risk Assessment).
  • PLA Information Security Evaluation and Certification Center.
  • Information Security Research Institute National Information Center (affiliated with science and technology equipment)
  • National Information Security Engineering Technology Center.

Organization of the Operational
Bureaus of the Third Department.

  • 1st Bureau (61786 Unit) — decryption, encryption, information security.
  • 2nd Bureau (61398 Unit) — US and Canada focus.
  • 3rd Bureau (61785 Unit) — line of sight radio communications, direction finding, emission control.
  • 4th Bureau (61419 Unit) — Japan and Korea focus.
  • 5th Bureau (61565 Unit) — Russia focus.
  • 6th Bureau (61726 Unit) — no mission given; Wuhan U. network attack and defense center is located in this area of operation.
  • 7th Bureau (61580 Unit) — some computer network attack and computer network defense, some work on the US network-centric concept, psychological and technical aspects of reading and interpreting foreign languages.
  • 8th Bureau (61046 Unit) — Western and Eastern Europe, Middle East, Africa, Latin America.
  • 9th Bureau (unknown Unit) — strategic intelligence analysis/data base management, the most opaque bureau.
  • 10th Bureau (61886 or 7911 Unit) — Central Asia or Russia, telemetry missile tracking, nuclear testing.
  • 11th Bureau (61672 or 2020 Unit) — Russia.
  • 12th Bureau (61486 Unit) — satellites, space-based signals intelligence (SIGINT) collection.

Western Theatre Command (WTC)

After the modernisation the WTC has emerged as the largest theatre and has complex terrain including desert and high mountains, long borders and challenging social conditions. Theatre missions include supporting the People’s Armed Police Force maintaining internal stability in the restive Tibet and Xinjiang regions. Disaster relief requiring liaison with civilian organisations is also an important theatre mission. External responsibilities include responding to possible unrest in Central Asia under the auspices of the Shanghai Cooperation Organisation (SCO). However, the WTC’s primary strategic direction is India and the contested border regions (Xinhua, August 18, 2014; China Military Online, March 3, 2016).

Tibet Military Command/Military District in the WTC has been elevated by one level compared to other provincial level military districts and placed under the PLA Army (PLAA).  An article in The Global Times reported that the Tibet Military Command will be responsible for operations against India, at least in the Arunachal Pradesh area, training forces for specialised high-altitude mountain warfare and long-range mobility for such a contingency (Global Times, May 13, 2016). However, Army command would appear to usurp the theatre’s command responsibility. The Xinjiang Military District is also under PLAA command. The current reforms and reorganisation make the services responsible for force development and training their respective forces, which would appear to include the Army commands in the Tibet and Xinjiang Military Districts. Since the WTC has a difficult internal mission, the Army might additionally be responsible for internal missions in Tibet and Xinjiang, acting as an intermediate command level for the theatre, which would have a daunting span of control if widespread unrest occurred in both areas, compounded by an external crisis.

The WTC headquarters includes a joint operations command centre also located in Chengdu. The theatre Army Headquarters is in Lanzhou. The new Strategic Logistics Support Force has subordinate Joint Logistics Support Centres in each theatre, with one in Xining for the WTC. The WTC can deploy subordinate PLAA and PLAAF units, and request additional forces from the CMC if required.

The WTC would have to coordinate operations with the responsible command for naval operations against India. The WTC focuses on relevant campaign scenarios to train troops for potential combat operations. PLA publications detail several campaigns that the WTC could conduct including antiterrorism, stability maintenance operations to combat internal unrest; joint border counterattack campaigns to defend against an attack and regain lost territory; mountain offensive campaigns; and joint fire strike campaigns usually supporting another campaign, but also an independent campaign (Global Times, September 5, 2012).

GhostNet

China has been conducting cyber operations against India for a long time. One of the earlier examples was the GhostNet episode.

Ross Anderson, at Cambridge University, and Shishir Nagaraja at the University of Illinois, wrote: “The office of the Dalai Lama started to suspect it was under surveillance while setting up meetings between His Holiness and foreign dignitaries. They sent an email invitation on behalf of His Holiness to a foreign diplomat, but before they could follow it up with a courtesy telephone call, the diplomat’s office was contacted by the Chinese government and warned not to go ahead with the meeting.” Between June 2008 and March 2009, the Information Warfare Monitor conducted an extensive and exhaustive two phase investigation focused on allegations of Chinese cyber espionage against the Tibetan community. GhostNet, had penetrated 103 countries and infected at least a dozen new computers every week. This global web of espionage has been constructed in two years. The  research team found a wide-ranging network of compromised computers. This extensive network consisted of at least 1,295 infected computers in 103 countries. Significantly, close to 30% of the infected computers could be considered high value and include the ministries of foreign affairs of Iran, Bangladesh, Latvia, Indonesia, Philippines, Brunei, Barbados and Bhutan; embassies of India, South Korea, Indonesia, Romania, Cyprus, Malta, Thailand, Taiwan, Portugal, Germany and Pakistan; the ASEAN (Association of Southeast Asian Nations) Secretariat, SAARC (South Asian Association for Regional Cooperation), and the Asian Development Bank; news organisations; and an unclassified computer located at NATO headquarters.

The GhostNet system directed infected computers to download a Trojan known as ghost RAT that allowed attackers to gain complete real time control. These instances of ghost RAT were consistently controlled from commercial Internet access accounts located on the island of Hainan, People’s Republic of China. GhostNet was capable of taking full control of infected computers, including searching and downloading specific files and covertly operating attached devices, including microphones and web cameras.

The Key Findings of the investigation were :

  • GhostNet infected at least 1,295 computers in 103 countries, of which close to 30% can be considered as high value diplomatic, political, economic and military targets.
  • GhostNet penetrated computer systems containing sensitive and secret information at the private offices of the Dalai Lama and other Tibetan targets.
  • Documentation and reverse engineering of the modus operandi of the GhostNet system including vectors, targeting, delivery mechanisms, data retrieval and control systems revealed a covert, difficult to detect and elaborate cyber-espionage system capable of taking full control of affected systems.

Conclusion

China has developed its electro magnetic warfare capabilities keeping in mind USA as its main adversary. It has very judiciously concentrated on those specific aspects which it thought  would give it asymmetric advantage. China is still well behind USA in electro magnetic battlefield, but it is catching up. However, against India it has massive advantage. China has already undergone drastic changes in its doctrine and concept of warfare, organisation, training, human resource management and financial allocation in niche technology areas. Government of India and Indian armed forces must move fast to confront China in electromagnetic battlefield in any eventual conflict scenario. At this present juncture India has much to do to catch up.

(Maj Gen PK Mallick, VSM (Retd.)has been a Senior Directing Staff (SDS) at National Defence College, New Delhi. He is an expert in Cyber Warfare, SIGINT and Electronic Warfare.)

(This article is carried in the print edition of September-October 2017 issue of India Foundation Journal.)

Global Health Diplomacy: A Strategic Opportunity for India

Introduction

With the increasing crisis and challenges to human security, challenging the basic nature of life of people, governments and international institutions have started seeking methods to redefine international politics and foreign policy making. However, the challenges have been multifaceted, which has scarred every sphere of human life. The challenges to human rights and life unfolding daily in the Middle East, which is spreading fast in the entire region demands bold new initiatives. The concept of security has shifted, moving away from a macro focus solely on the security of nations and other large entities to also include a micro-level focus on the security of individuals and communities, in which securing the standard of health and protecting life has been one of the primary concerns. In the recent years, health has been adapted as a strategic foreign policy and diplomatic concern for many countries and regions of the world.1

However, such shift is not a new phenomenon. For example, the Red Cross doctrine of the 1860s clearly states the security of the people, and those elements of the doctrine were institutionalised in the UN Charter of the 1940s as the Universal Declaration of Human Rights and the Geneva Conventions.2 The  Foreign  Policy  and  Global  Health  Initiative,  launched  by  the  foreign ministers  of  Brazil,  France,  Indonesia,  Norway,  Senegal,  South  Africa  and  Thailand in 2006 and articulated in the Oslo Ministerial Declaration in 2007, is one  of  the  most  well-known  efforts  to  integrate  health  issues  into  foreign  policy, making health a determinant in diplomatic parlance. In the declaration it was stated:

We believe that health is one of the most important, yet still broadly neglected, long-term foreign policy issues of our time…We believe that health as a foreign policy issue needs a stronger strategic focus on the international agenda. We have therefore agreed to make ‘impact on health’ a point of departure and a defining lens that each of our countries will use to examine key elements of foreign policy and development strategies, and to engage in a dialogue on how to deal with policy options from this perspective.3

A definition for global health diplomacy has been much discussed and debated. Definitions range from normative, “an emerging field that addresses the dual goals of improving global health and bettering international relations”4, or “winning hearts and minds of people in poor countries by exporting medical care, expertise and personnel to help those who need it most”5 to a more technical, “multi–level, multi–actor negotiation processes that shape and manage the global policy environment for health”.6

In particular, Fidler and Nick Drager stated that it is the increasing frequency of crisis situations with profound health impacts and high economic costs which involves immunisation against major diseases along with providing proper food and drinkable water and health facilities to conflict and remote and less developed areas, along with meeting the challenge of countering diseases that travels beyond borders, such as polio, anthrax, SARS, HIV/AIDS and pandemic flu that have made health a key pillar of the foreign policy agenda. They argue that health problems that do not have the uncertainty of a potentially catastrophic event, such as non-communicable diseases, neglected tropical diseases, road traffic injuries, mental health, and maternal and child health do not pose any immediate danger to non-affected states and give no incentives for foreign policy action. Foreign policy attention is thus largely given to issues that reflect interdependence since governments seek collective action for self-protection. Fidler further observes with Lawrence Gostin that “the biosecurity threats present in our globalized world actually make self-help the most attractive and effective strategy for powerful states”.7  Andrew Price-Smith concurs with Fidler that interdependence between states resulting from the processes of globalization has pushed developed countries to become interested in the health situation in developing countries.8 Price-Smith explains health’s increased importance in foreign affairs as directly linked to the security implications of contemporary health threats. He draws particular attention to the effects of infectious diseases on destabilization of states and the ensuing terrorism, criminal activity and illicit trade which have harmful effects on the global scale.9  Large scale immigration, failure of state machineries and regional conflicts also pose a major challenge to health care. Health is on the radar of foreign policy because it has become integral to three global agendas:

  1. Security — driven by the fear of global pandemics or the intentional spread of pathogens and an increase in humanitarian conflicts, natural disasters, and emergencies;
  2. Economic — concerned not only with the economic effect of poor health on development or of pandemic outbreaks on the global market place but also the gain from the growing global market in health goods and services;
  3. Social justice — reinforcing health as a social value and human right, supporting the United Nations millennium development goals, advocating for access to medicines and primary health care, and calling for high income countries to invest in a broad range of global health initiatives.10

Intellectual property is one of the vital facets that face health practitioners and one of the main issues where health and foreign policy intersect. It is also the area where health concerns have been most successfully integrated into economic policymaking.

The concept of “medical diplomacy” was introduced as early as 1978 by Peter Bourne, special assistant to the president for health issues during the Carter administration, USA.  According to GHS Initiative in Health Diplomacy, UCSF (2008), “Health Diplomacy occupies the interface between international health assistance and international political relations. It may be defined as a political change agent that meets the dual goals of improving global health while helping repair failures in diplomacy, particularly in conflict areas and resource-poor countries.”11 More recently, the July 2011 BRICS (Brazil, Russia, India, China, and South Africa) health ministers meeting was held in Beijing with the theme of “Global Health — Access to Medicine”, where ministers pledged to work together to implement health reforms and share the successes and challenges of experiences.

“In the past” — said Robert Cooper, “it was enough for a nation to look after itself. Today it is no longer sufficient.”12  This is particularly true in the health arena. There is an increasing range of health issues that transcend national boundaries and require action on the global forces that determine the health of people. The broad political, social and economic implications of health issues have brought more diplomats into the health arena and more public health experts into the world of diplomacy.13

India and Health Diplomacy

Being a recent arena of diplomacy, Indian diplomats and foreign policy practitioners have started growing an understanding and developing India’s diplomatic initiatives in the health sector. Most of the global health initiatives originate in the United Nations and under the aegis of the World Health Organisation (WHO). Many countries have added a full-time health attaché to their diplomatic staff in recognition of the importance and complexity of global health deliberations; others, along with India, have added diplomats to the staff of international health departments. Their common challenge is to navigate a complex system in which issues in domestic and foreign policy intertwine the lines of power and constantly influence change, and where increasingly rapid decisions and skillful negotiations are required in the face of outbreaks of disease, security threats or other issues.

New global health problems include infectious diseases, non-communicable diseases (NCDs), bioterrorism and dual-use research, health-system strengthening, and critical social determinants of health, such as food security. These health threats have led to the emergence of new actors, processes, and institutions seeking to mitigate their effects.

Although progress has been made in disease prevention and control, as well as in health-system strengthening, more still needs to be done to continue the fight against HIV/AIDS, manage biosecurity issues and acute pandemics, and ensure effective and sustainable global health financing. Financing is a particular worry during times of austerity.14  With the dynamism brought into foreign policy decision making in India, health is turning into a major fulcrum which will be playing a major determinant in building relations between nations. India has started playing an integral role in global health assistance, making it an integral part of India’s foreign assistance program and its significance is growing exponentially over the years. Indian policymakers believe the scope of the country’s health assistance program will continue to expand and hopeful of exploring opportunities for country’s private health sector and civil society in health assistance initiatives. Health assistance can be traced through infrastructure, human resources, education and capacity building. Health assistance can typically be seen in the form of bilateral health assistance, Health IT and Pharma etc. Since 2009, India has committed at least US$100 million to bilateral health projects in nearly 20 countries in south Asia, southeast Asia and Africa. India’s Health IT could develop the Pan-Africa Telemedicine and Tele-Education Network, where hospitals and universities throughout Western Africa are being linked with counterparts in India to facilitate sharing best medical practices.15

The foreign policy and policymakers in India are committed to strengthening cooperation and sharing of experiences in public health sector. India uses foreign assistance as diplomatic tool for foreign trade and investment; and sustained cooperation to many developing and under-developed nations including Africa. India strongly believes in the concept of south-south cooperation and critical about western donor-aid concept. Indian foreign assistance typically includes technical cooperation, grants, and contributions to international organizations, soft loans, and Export-Import (EXIM) Bank lines of credit with subsidized interest rates.16

However, the role of India in healthcare should be explored for universal health coverage. India’s engagement in global health diplomacy needs to be formulated and implemented not only to generate revenue but also to have an increased global political engagement. India cannot wait for a pandemic to occur, like (SARS, CHAGAS, EBOLA and ZICA) to reexamine and develop a comprehensive foreign policy which strongly encompasses the principle of health security.

There is a need to build capacity for global health diplomacy by training public health professionals and diplomats respectively. Two types of imbalance need to be addressed as a priority: imbalances that can emerge between foreign policy and public health experts, and imbalances that exist in the negotiating power and capacity between developed and developing countries. The linking of health and foreign policy has revealed substantive tensions between the two fields. At their most fundamental level, public health and foreign policy communities differ in their ideologies, functions, audiences and obligations, as well as approaches to solving problems.17Yet despite these differences, health issues have featured in foreign policy circles with increasing frequency.

Economically, sustaining health prominently in foreign policy is becoming more difficult because the international economic context and domestic fiscal crises adversely affect governments, societies, international organizations and non-state actors. In many ways, the life-blood of the rise of health within foreign policy has been the massively increased funding for global health, which went from $5.59 billion in 1990 to $21.79 billion in 2007.18  In epidemiological terms, foreign policy action will become harder because, as noted above, political and economic capital for existing efforts (e.g. HIV/AIDS) – widely recognized as inadequate – will be more scarce, forcing tough decisions about how to prioritize available political commitment and economic resources.19 Especially for a country like India, which is geo-strategically located in a neighbourhood, which has polio on the rise, affected by massive natural calamities on a yearly basis, suffering from malnutrition and lack of proper governance in tackling such major health challenges.

There is a large reservoir of highly trained experts and scientists in knowledge based industries, such as, information technology, science, research and development etc. They can play an important part in developing India as a Research & Development centre. The overseas Indians have distinguished themselves in the field of medicine and healthcare in the countries of their residence. They can play an important role in secondary and tertiary healthcare in India. The Diaspora can also help in promoting India as healthcare destination. They can effectively contribute in the expansion and growth of pharmaceutical industry.20 The faster Indian foreign policy institutions adapt using as an integral element in their decision making apparatus, it would not only register as an altruistic behaviour of the state machinery, but a strategic move to bring regional and sub regional integration, along with creating a global forum to having an integrative mechanism to be responsive not only during times of exigency but to be apt in adapting with the changing global health necessities. While upholding the international standards of health, and maintaining the solemn path of sticking to serving to the maximum number of masses in need of being provided health security, one can take the assistance of “policy entrepreneurs” within governments which function not only in the sphere of being public health officials, but as health ambassadors for the country, which would provide a definitive direction for having a national health policy that would be strengthened by the nation’s foreign policy approach.

References:

1  Fidler, D., (2005), Health and foreign policy: a conceptual overview. London: The Nuffield Trust; Fidler, D., 2006. Health as foreign policy: harnessing globalization for health. Health Promotion International, 21(Supplement 1): 51-58; Kickbusch, I., 2008. Moving Global Health Governance Forward. In: K. Buse, W. Hein and N. Drager, eds. Making Sense of Global Health Governance: A Policy Perspective. Basingstoke: Palgrave Macmillan, 320-339.

2  Paula Gutlove and Gordon Thompson, (2003), “Human Security: Expanding the Scope of Public Health,” in Medicine, Conflict & Survival, 19, pp. 17-34.

3  Amorim, C., Douste-Blazy, P., Wirayuda, H., Støre, J.G., Gadio, C.T., Dlamini-Zuma, N., and Pibulsonggram, N., (2007), Oslo Ministerial Declaration—global health: a pressing foreign policy issue of our time. The Lancet, 369 (9570): 1373-1378

4  Adams, V. (2008), Global health diplomacy. Medical Anthropology, 27(4), pp. 315-323

5   Fauci, A. (2007). The expanding global health agenda: A welcome development. National Medicine, 13, 1169-1171

6  Kickbusch, I., et al. (2008), Global health diplomacy: The need for new perspectives, strategic approaches and skills in global health. Geneva: World Health Organization, https://www.ncbi.nlm.nih.gov/pmc/articles/PMC2636243/

7  World Health Organisation, (2009), Global Health and Foreign Policy: Strategic Opportunities and Challenges. Background Paper for the Secretary-General’s Report on Global Health and Foreign Policy. Geneva: WHO

8  Gostin, L. and Fidler, D., (2006), Biosecurity under the Rule of Law. Case Western Reserve Journal of International Law, 38: 437-478; Price-Smith, A., 2009. Contagion and chaos: disease, ecology, and national security in the era of globalization. Cambridge, Mass.: The MIT Press.

9 Price-Smith, A., (2002), The health of nations: infectious disease, environmental change, and their effects on national security and development. Cambridge, Mass.: The MIT Press

10 Ilona Kickbusch, “Global  health diplomacy: how foreign policy can influence health”, The British Medical Journal, 2011;342:d3154 doi: 10.1136/bmj.d3154, http://graduateinstitute.ch/files/live/sites/iheid/files/sites/globalhealth/shared/1894/Publications/global%20health%20diplomacy_how%20foreign%20policy%20can %20influence%20health_bmj.d3154.full.pdf

11 UCSF Global Health Sciences, “GHS Initiative in Health Diplomacy.”, http://globalhealthsciences.ucsf.edu/programs/Diplomacy.aspx

12 Cooper R., (2003), The breaking of nations. Order and chaos in the 21st century. New York: Atlantic Monthly Press;

13 Ilona Kickbusch, Gaudenz Silberschmidt, and Paulo Buss, (2007), “Global health diplomacy: the need for new perspectives, strategic approaches and skills in global health”, Bulletin of the WHO; 85(3): 230–232

14 Yanzhong Huang, (2013), “Enter the Dragon and the Elephant: China’s and India’s Participation in Global Health Governance”, Council on Foreign Relations: International Institutions and Global Governance Program, Working Paper, (2013), pp. 3-4, https://assets.documentcloud.org/documents/682681/enter-the-dragon-and-the-elephant.pdf

15 Raghavendra Madhu and Srikanth Reddy, (2014) “An Opportune time for India to play the Global Health Diplomacy Card”, Global Policy, September 22, http://www.globalpolicyjournal.com/blog/22/09/2014/opportune-time-india-play-global-health-diplomacy-card

16 Raghavendra Madhu and Srikanth Reddy,  (2014), “An Opportune time for India to play the Global Health Diplomacy Card”, Global Policy, http://www.globalpolicyjournal.com/blog/22/09/2014/opportune-time-india-play-global-health-diplomacy-card

17 Feldbaum, H., Patel, P., Sondorp, E., and Lee, K., (2006), Global health and national security: the need for critical engagement. Medicine, conflict, and survival, 22 (3): 192-198.

18 Institute for Health Metrics and Evaluation, Financing Global Health: Development Assistance and Country Spending in Uncertainty (Seattle: Institute for Health Metrics and Evaluation, 2010), p. 15

19 David P. Fidler, “Assessing the Foreign Policy and Global Health Initiative: The Meaning of the Oslo Process”, Briefing Paper, Chatham House, (2011), GH BP 2011/01, p. 14, https://www.chathamhouse.org/sites/files/chathamhouse/0611bp_fidler.pdf

20 J. C. Sharma, (2013),  “India’s Foreign Policy, National Security & Development”, Distinguished Lectures, Ministry of External Affairs, http://www.mea.gov.in/foreign-policy.htm

 (Dr. Shantesh Kumar Singh is currently working as a Postdoctoral Fellow at the International Institute for Global Health, United Nations University, Kuala Lumpur, Malaysia and he also holds a regular faculty position in the Department of Political Science at Shaheed Bhagat Singh College, University of Delhi, Delhi, India.)

(This article is carried in the print edition of September-October 2017 issue of India Foundation Journal.)

India China Standoff: How and Why

On 6 June 2017, ahead of the start of the SCO summit in Astana in Kazakhstan, a meeting took place between Prime Minister Narendra Modi and President Xi Jinping of China. The meeting, coming on the heels of a series of contentious issues between the two countries was cordial, giving rise to the hope of smoothening of diplomatic relations. The preceding months had seen a distinct cooling of relations, with Beijing continuing to block New Delhi’s bid seeking membership of the Nuclear Suppliers Group, stonewalling India’s attempts to sanction JeM chief Masood Azhar at the UN and renaming places in Arunachal Pradesh. India, on its part, boycotted China’s high-profile Belt and Road Forum held in Beijing in May, in which 29 world leaders took part, much to the former’s chagrin, as the China-Pakistan Economic Corridor (CPEC), which is an important constituent of the project, passes through Indian territory illegally occupied by Pakistan.

The meeting on the sidelines of SCO summit, however, flattered to deceive. Within ten days, on 16 June 2017, a Chinese road-construction party with heavy equipment, accompanied by soldiers of the People’s Liberation Army (PLA) of China, intruded into the Dolam plateau and started work on extending an unmetalled track in Bhutanese territory. Personnel from the Bhutanese Army who arrived at the scene found themselves unable to stop the Chinese, subsequent to which troops from the Indian Army moved into the area, and stopped the road construction. The face-off between the Chinese and the Indian troops has continued thereafter, with neither side prepared to budge from their position.

The area in contention — the Dolam plateau — is however Bhutanese territory, though China lays claims to it, based on their interpretation of an Anglo-Chinese convention of 1890. Bhutan was however not a signatory to the above convention, which in any case has been overtaken by later day agreements with Bhutan of 1988, 1998 and 2012, which clearly advocate the maintenance of status quo in the disputed areas till the issues are resolved through dialogue. More than two dozen meetings have taken place between Bhutan and China on this issue without making any headway. China’s attempt to build a road through the Dolam plateau is thus an attempt to change the status quo and is in violation of the agreements between Bhutan and China.

An understanding of the geography of the place is important to grasp the ground situation. The Chumbi Valley in this region forms a wedge into India, with Sikkim to the West and Bhutan to the East. The trijunction between India, Bhutan and Tibet in this region is at Batang La. South of Batang La is the Indian post Doka La. Further South, about 6.5 km from Batang La is Gymochen, which China claims as the trijunction and on which it bases its claim to the Dolam plateau. To the East of Gymochen runs the Jampheri ridge, a feature of great strategic significance, which India and Bhutan believe China is having an eye on. As per the agreement between the Special Representatives of India and China in 2012, the two sides have to maintain the status quo until their competing claims are resolved in consultation with the third party, which in this case is Bhutan. Gymochen is 20 km crow flight distance from the West Bengal border.

North East of Doka La, is another feature called Doklam, which has no contiguity with India and which must not be confused with the Dolam plateau. The Doklam plateau is about 30 km away from the stand off point at Dolam, near Doka La. The Indian Ministry of External Affairs and the Embassy of Bhutan in New Delhi refer to the location of the standoff as the Dolam plateau, which is in the Doklam area.

India is rightly concerned with the Chinese attempts at unilaterally altering the status quo. From southern tip of the Chumbi Valley, Jalpaiguri is but 99 km crow flight distance. This makes India extremely vulnerable as the entire Northeast India can be cut off from this point. Chinese build up in this region is dependent on road communications. The Chinese have built a class 60 road from Lhasa to Gyantse, which extends deeper inside the Chumbi Valley. Several unmetalled tracks emanate from there, one of which comes up to a point close to Doka La. This 20 km long track is classified as a class-5 track, meaning it can take light vehicles. At the end of this 20 km track, is a “turning point”, a wider area where large vehicles can reverse and return. This turning point is a few metres away from the Indian Army post at Doka La, around 3.5 km short of Gymochen, and approximately 3 km from Batang La and is the place of the present standoff between the two countries. Chinese attempts to extend the road network in Bhutanese territory pose a threat to India which India will be naive to allow, especially as such an attempt amounts to altering of the status quo, which till now has helped to maintain peace in the area. Chinese military patrols have been regularly coming up to the turning point on the Class 5 track. Chinese graziers often come up to the Torsa Nala. Chinese military patrols have also been known to go almost up to the Jampheri ridge, but this is rare. In a sense, while the de jure border is aligned with Batang La, the de facto border has been at Doka La.

The last three years under the NDA government have seen a markedly different Indian government, which is willing to protect its interests. India’s diplomatic outreach to strengthen its ties with the US, Japan, South Korea and Israel marks a major shift from earlier years when India was content to remain a backroom player. To this end, India’s efforts to get into the nuclear club and to the UN’s highest decision-making body are a work in progress.

The Indian focus on revitalising its economy is proceeding apace, with India now the fastest growing economy in the world, displacing China from the top spot. While India is still far from competing with China in the economic and military sphere, it remains a challenge to China to achieve regional hegemony, in line with a Chinese saying that one mountain can have only one tiger. That role China has abrogated for itself, which brooks no space for any other. Indian absence from the Chinese Road and Belt project thus was not viewed favourably by China, which expected India to fall in line with its initiative. This explains consistent Chinese attempts to give support to Pakistan and to obstruct India’s entry into the Nuclear club and to the UN Security Council.

So, what of the future? While both sides have agreed to a troop withdrawal on 28 August, thus deescalating the current inpase, India-China relations are fed by wider geo-strategic concerns. In the instant care, China has upped the ante by closing the pilgrims route to Mansarovar via Nathu La pass and through its state controlled Global Times paper, issued veiled threat to India that it could review its policy on Sikkim and Bhutan. this ofcourse could have led to giving India the option to reexamine its position on Tibet, which in any case was an independent kingdom and acted as a buffer between India and China.

While a conflict on a localised issue will benefit no one, least of all India and China, it is incumbent on the part of the Chinese to respect Indian sensitivities in the area and to adhere to the rule of law. For India, the best remedy to avoid war is to show the will and the resolve to fight for the preservation of Bhutan’s territorial integrity.

(Apoorva Goel is working as a research intern with India Foundation. She is pursuing her B.Com (Hons.) from Shri Ram College of Commerce, New Delhi. This article has been written with inputs from Maj Gen. Dhruv C. Katoch)

(This article is carried in the print edition of September-October 2017 issue of India Foundation Journal.)

Three Warfares: A Prong of China’s Military Strategy

Amid the face off between India and China over the Dolam plateau — an area which belongs to Bhutan but is claimed by China — an understanding of Chinese military strategy throws up light on the current aggressive and threatening posture taken up by the Chinese media over an issue which normally would not invite such rhetoric. The People’s Liberation Army (PLA) of China has closely observed how the United States has conducted its wars over the past two decades, both in Afghanistan and in the Gulf, and its military doctrine has been greatly influenced by the  impact of technology and communications on the battle field. This has influenced to a large extent, the approaches to what China first termed ‘Local Wars Under Modern, High-Tech Conditions’, and are now calling ‘Local Wars Under Informationalized Conditions’. PLA theorists and planners believe future campaigns will be conducted simultaneously on land, at sea, in the air, in space, and within the electronic sphere. Preparation for conflict is based on the following premises:

  • Future wars will be shorter, perhaps lasting only one campaign;
  • Will almost certainly not entail the occupation of China, although Chinese political, economic, and military centers are likely to be attacked;
  • Will involve joint military operations across land, sea, air, cyberspace and outer space, and the application of advanced technology, especially information technology.

Consequently, the modernization of the Chinese military is focused on preparing the PLA to fight and win short-duration, high-intensity conflicts along China’s periphery. This includes scenarios for Taiwan, building counters to third-party, including potential US intervention in cross-Strait crises and Chinese claims along its borders with India. With an increase in its  military capability, China has begun flexing its muscles throughout Asia, sometimes acting unreasonably. With India, its relationship could be described as stable at the strategic level but aggressive at the tactical level and the stand off at the Dolam plateau is proof of such behaviour.

PLA’s Military Modernisation

PLA has been focussed on augmenting and expanding its force of ballistic missiles (long-range and short-range), cruise missiles, submarines, advanced aircraft, and other modern systems. The PLA is working toward these goals by acquiring new foreign and domestic weapon systems and military technologies, promulgating new doctrine for modern warfare, reforming military institutions, personnel development, enhancing professionalism and improving exercise and training standards. As of now however, China’s ability to project conventional military power beyond its periphery remains limited. It thus advocates a policy of “Active defense” which posits a defensive military strategy and asserts that China does not initiate wars or fight wars of aggression, but engages in war only to defend national sovereignty and territorial integrity and attacks only after being attacked. Beijing’s definition of an attack against its territory, or what constitutes an initial attack, is left vague, however. In the Indian context, an unresolved border dispute could well result in China using force to reclaim territory which China claims and justify the action as self defence. Once hostilities have begun, evidence suggests the characteristics of “active defense” are distinctly offensive. Advances in military technology provide Beijing with an expanded set of limited force options. Chinese operational-level military doctrine defines these options as “nonwar” uses of force — an extension of political coercion and not an act of war. With growth in China’s military power, we can expect Chinese leaders to resort to force or coercion more quickly to press diplomatic advantage, advance security interests, or resolve disputes.

While the military focus of China is primarily aimed at countering the United States, the capabilities and competencies so developed can in any event be used to resolve issues with India or any other of China’s neighbours from a position of strength. As part of its war fighting strategy, the Chinese lay great stress on psychological operations in what they refer to as the ‘Three Warfares’. This implies dictating the strategic terms of the conflict, by influencing domestic opinion, opposition will, and third-party support. This is what was played out on the Dolam plateau.

To set the strategic stage of the conflict, the “Chinese People’s Liberation Army Political Work Regulations” which were promulgated in 2003, sets forth among the tasks of political work, the task of the “three warfares” — psychological warfare, public opinion warfare, and legal warfare. In the Indian context, this could be aimed to:

  •  Sap Indian will and thereby win without fighting.
  •  Attenuate alliances, thereby limiting foreign support.
  •  Reinforce domestic will.

Psychological warfare (xinlizhan), can occur at the tactical, operational, or strategic level. But, according to some PLA analyses, it is at the strategic level that psychological warfare may have the greatest impact, since it may undermine the enemy’s entire will to resist. Psychological warfare at that level is aimed not only at an opponent’s political and military leaders, but also at their broader population. It is also aimed at one’s own population and leadership cohort, in order to strengthen the will to fight. Finally, it also targets third-party leaders and populations, in order to encourage support for one’s own side, and discourage or dissuade them from supporting an opponent.

In order to generate such effects, Chinese writings suggest that psychological warfare, including its subordinate areas of public opinion and legal warfare, will often begin before the formal commencement of open hostilities and will operate not only in the military and diplomatic realms, but also the political, economic, cultural, and even religious arenas, which cannot easily be done on short notice.

Public opinion warfare (yulunzhan) refers to the use of various mass information channels, including the Internet, television, radio, newspapers, movies, and other forms of media, to generate public support both at home and abroad for one’s own position and create opposition to one’s enemy. In this view, public opinion is now a distinct, second battlefield, almost independent of the physical one. The ability to shape the narrative, so to speak, including establishing moral ascendancy and justification, requires long-term efforts.

Legal warfare (faluzhan) is the use of domestic law, the laws of armed conflict, and international law in arguing that one’s own side is obeying the law, the other side is violating the law, and making arguments for one’s own side in cases where there are also violations of the law. As an example,
the Anti-Secession Law, passed on March 14, 2005, serves as a form of military deterrent/coercion (junshiweishe), through the use of legal warfare. Efforts by Taiwan to secede would therefore violate this law, and would lead to punishing consequences.

Ultimately, the combination of the “three warfares” constitutes a form of defense-in-depth, but one that is executed temporally (in order to delay an opponent) and politically (by fomenting public disagreement and doubt), rather than physically. It is aimed not only at an opponent’s leadership and public support, but also that of third parties. The goal remains anti-access/area denial; it is simply the means and the battlefields that have shifted. The above fits in with the Chinese concept as enunciated by Sun Tzu of winning without fighting.

While the present stand off is unlikely as of now to lead to a major conflict, it certainly is a tool being used by China to browbeat India into submission and at the same time, get world support for its action as being justified on legal grounds. This presents a unique challenge to India to maintain its position and standing in the comity of nations. The pressure tactics being employed by the Chinese need to be countered and along with that, the nation needs to be prepared for war, should such a contingency arise. While the focus of China’s military modernisation in the near term appears to be preparing for potential conflict in the Taiwan Strait, analysis of Chinese military acquisitions also suggests the PLA is generating military capabilities that go beyond a Taiwan scenario and which have India as the possible adversary. The causative factors for conflict exist in an unresolved border between Tibet and India. China could also use war as a means to divert the attention of its people from domestic issues, to preserve the dominance of the Communist Party over the country. In case of conflict, the first step would in any case be setting up the strategic stage of the conflict, through the ‘three warfares’ —psychological warfare, public opinion warfare, and legal warfare. This may well be a year or two before the actual conflict, in the hope of achieving its aims without the need to take recourse to war. In case China’s political aims are not achieved though the above, it could follow up with military actions, as under:

  • Cyber attacks to hit at Indian financial and economic institutions.
  • Exploiting the full range of space warfare capabilities to achieve space dominance.
  • Concentrated SRBM attack, at key command and communication nodes.
  • “Integrated Network Electronic Warfare” as described earlier along with limited kinetic strikes against key C4 nodes to disrupt Indian battlefield network information systems.

The Chinese would seek conflict termination at each stage of the escalatory ladder. Build up of troops in the Tibetan Plateau would take place simultaneously for ground action if the objectives have not been met by the means employed earlier. Thereafter, we could expect a conventional military conflict. From the Indian viewpoint, the conduct of a successful defensive battle would require negating Chinese actions at each stage. We would require very high capability in NCW, EW and space warfare. It is also essential that the IAF has dominance over the Tibetan plateau if a successful defensive battle is to be fought. Artillery voids need to be made up at the earliest and logistic  capability enhanced to defeat any Chinese designs on our Northern and Eastern borders. The real threat is not from the number of divisions which the Chinese can amass but from enhanced capabilities which we need to match and surpass. This must include the domain of psychological warfare and perception management operations.

(Maj Gen Dhruv C Katoch is Director, India Foundation; Editor, SALUTE Magazine and former Director, Centre for Land Warfare Studies (CLAWS)).

(This article is carried in the print edition of September-October 2017 issue of India Foundation Journal.)

India Ideas Conclave

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As part of the annual series of seminars and conferences the India Foundation organizes India Ideas Conclave that brings together a luminary gathering of policy makers and public intellectuals from India and abroad. Over 350 invited intellectuals including government leaders, corporate leaders, scholars, journalists, politicians and social activists participate in this important conclave where ideas and opinions are exchanged in a candid and scholarly atmosphere.

The first three conclaves saw the participation of scholars from over 30 countries including several Heads of State and other dignitaries. Mr. Tshering Tobgay, Bhutan Prime Minister, Mr. Sher Bahadur Deuba, Nepal Prime Minister, Mrs. Sushma Swaraj, India’s External Affairs Minister, His Holiness the Dalai Lama, have been some of the prominent speakers at the India Ideas Conclave.

The 4th India Ideas Conclave is scheduled to take place on December 15-17, 2017 in Goa. The central theme of the Conclave is Leadership in 21st Century. Shri Venkaiah Naidu, honourable Vice-President of India, Shri Suresh Prabhu, Honourable Minister of Commerce, GoI, Shri MJ Akbar, Honourable Minister of State for External Affairs, GoI and Shri Manohar Parrikar, Chief Minister, Goa will inaugurate the conclave.

Please find here the videos of India Ideas Conclave 2014India Ideas Conclave 2015 and India Ideas Conclave 2016.

Kindly register for the India Ideas Conclave 2017 here.

The India Ideas Conclave 2017 will be followed by a 2 day Indic thought festival. Details of the festival will be announced soon.

India’s Independence Movement: Revisiting its History

Revisiting of history keeps happening all the time. There are a couple of reasons why one revisits history time and again. One reason is of course that we get newer information as time passes. When we chance upon a new document or a new discovery we have to reinterpret a few things in the light of that new document or discovery.

But there is another imortant reason to revisit history and that is to draw contemporary lessons for the present and for the future. We have to revisit history from hundreds of angles. Napoleon had said, ‘What is history after all, it is a fable mutually agreed upon’! History is what the rulers and the ruled have agreed upon; that is how history is written. Somebody has seen history from a perspective and that is validated by the rulers, scholars or the leaders of the time. That becomes history. That is why the attempt to reinterpret history from varying perspectives with changing times should keep happening.

That does not mean one can play with facts. After all what is history, it is essentially the interpretation of certain facts. History is prone to interpretations. This process involves biases and depending on the interpreter, same fact is presented in varying ways; so biases are inherent in history. It is therefore hard to say if anything like ‘unbiased history’ exists.

But history does not have if-s and but-s. This must be kept in mind while interpreting history. For example. ‘Had Gandhi not existed, what might have happened’ – Such if-s don’t have any meaning. Today when we describe history and go on to blame certain individuals, it must be pondered upon that in history do you really have the scope of if-s and but-s. ‘Had he not done this’ etc are all mere imaginations.

Then what is the purpose to revisit history? Jawahar Lal Nehru used to say, ‘Those who forget history are condemned to repeat it.’ Basically, every time we revisit history we should draw some contemporary lessons from that history.
Did the history of our independence movement have a wider canvas? Did it have multiple main and fringe players? Our independence movement had four or five prominent streams. The tribals, the writers and literary figures et al had their own movements. Similarly there were movements for independence led by saints and revolutionaries. The mainstream movement for independence was led by Congress but that too had various streams. Congress was just a platform and was never a homogeneous movement. Right from the beginning there was division between moderates and hardliners. Many streams merged with the Congress in order to achieve one common objective of Independence. Every such stream was no less important. It is not the question of whose contribution was larger or which was more important!

I have seen one such interretation of history. Clement Attlee, when he became the Prime Minister of Great Britain, had decided to give independence to India. Churchill was staunchly opposed to this idea. Churchill believed that if independence is given there will be anarchy in India. He believed that Indians are incapable of self rule. Attlee on his part thought that India should be given independence and he gave three reasons for the same.
First reason was that in WWII Britain had suffered huge losses and didn’t have enough resources to manage their own country. Its condition was best described in the statement: ‘Won the war, lost the empire’. It became very difficult for Britain to manage the Colonies.

Second, there were protests across India against the Red Fort Trials of Azad HindFauj, which had even crept into the Armed Forces to a point that Sardar Patel had to be brought in to intervene (this included the Navy mutiny in Mumbai, Army base in Jabalpur, Air Force Base in Rajasthan).
Third, the loyalty of 2.5 million strong Indian Army was too big to be controlled by the 40,000-strong British force stationed in India at that time. WWII had drained all energy to fight more wars and the British soldiers were not in a mood to go in for another battle.

Now these three reasons given by Attlee are open to interpretation. Someone can say that while talking about the reasons for giving Independence to India, Attlee did not even mention Gandhi! There was a judge based in Kolkata who claimed that Attlee had visited him in 1956 at his residence and he asked him why didn’t he even mention the contributions of Gandhi and Congress as one of the reasons for giving independence to India. Did they have no role worth mentioning? According to that judge, Attlee twisted his lips and said: ‘minimal’. Was the contribution of Gandhiji and Congress really minimal? No. But that is the problem with interpretations. Therefore when we revisit the movement, we should be careful not to jump to any hasty conclusions but to learn lessons from each new fact and finding.

What is it that we can learn from this revisiting of history in contemporary times? One important lesson is what John Kenneth Galbraith had said in an interview in 2001, ‘The progress of India didn’t depend on the government, as important as it might be, but was enormously dependent on the initiative of the Indian people’. One leader who understood this lesson during the independence movement was Gandhiji. It was he who had transformed India’s independence movement into a popular movement. Gandhiji understood that India’s strength lay not in leaders but in its people. For independence movement to succeed, it had to be a popular movement.

Congress in the initial years was an elitist movement. One of the founders of Congress was A O Hume, a British civil servant who came to India in order to perpetuate the British rule here. Among other founders were leaders like Surendranath Banerjee, who were seeped in English education and culture. First 15-20 years of Congress history was that of petitions and applications. It was Gandhiji who transformed this elitist movement into a truly mass movement. People from places far away from Delhi too were prompted to participate. People contributed to the movement in whichever manner they could.

But did our independence came through this popular movement led by Gandhiji alone? Suppose there was no popular movement, would Independence not have come? Where was any popular movement for Pakistan? Pakistan was the product of a bargain. There was no popular movement. Whatever popular support was there for Pakistan came from areas that became India after partition. Those who became the citizens of Pakistan never fought for Pakistan. If you look at the 1946 election results to provincial assemblies in what is Pakistan today, Muslim League lost elections in almost all those provinces. Muslim League, the champion of Pakistan or partition of India, could not secure popular mandate in those very parts which became Pakistan one year later.

There is a probability that the British could have been thrown out without any popular movement. They could have been thrown out by revolutionaries or by the Azad Hind Fauj’s armed rebellion.
But Gandhiji believed that independence struggle was for its people and not merely for the change of government. That’s the reason why when all the important leaders were celebrating independence in Delhi, Gandhiji was away at Noakhali among the suffering people. He could have come for a day, participated in celebrations and then gone back. But he had a conviction that governments in India will come and go but India is about its people.

Here Gandhiji was not alone, there were other similar leaders and groupsat that time. We have been branded differently today. I come from the RSS. The RSS leadership believed right from its inception in 1925 that India needs independence but independence as a product of popular movement. That is why it chose the mission of inculcating patriotism in ordinary Indians. All social reformers too had the same belief that society needs to be prepared first, to become an independent nation. Mere change of government was not what independence meant to them. Unfortunately, such movements have not been accorded due respect and place in history.

At the time of independence, we paid a heavy price in the form of partition. One-third of our motherland became a foreign territory overnight. The Muslim League had passed Pakistan resolution in 1940 at its Lahore session. The reaction of the Indian leadership at that time is worth recollecting. ‘Vivisect me before you vivisect India’, exhorted Gandhiji. Sardar Patel went one step further to declare: ‘Talwar se talwarbhidegi’ – ‘Sword will be met with sword’, meaning India will fight till end against the partition. Dr.Rajendra Prasad, sitting in jail during the Quit India Movement, went on to write the book ‘India Divided’ in which he narrated about all the ills of partition and how illogical the thought was. Even before the ink of that book could dry out India was partitioned. Nehru, in his typical romantic way proclaimed that the idea of partition was a ‘fantastic nonsense’, meaning ‘the idea of some mad people’. Tragedy is that it was the same Nehru who went on to sign the partition agreement called the June 3rd plan. Sardar Patel who claimed that sword will be met by sword remained a mute spectator.

Not just the Indian leaders, even the British leaders had not wanted India to be partitioned initially. Viceroy Wavell famously declared his opposition to the idea in 1944 stating that: ‘India is a God made triangle, you cannot divide it’. Even Atlee’s mandate as the Prime Minister to Mountbatten was not to partition India. ‘Keep it united if possible. Save a bit from the wreck. Bring British out in any case’ – this was the mandate given by Attlee to Mountbatten.

Nobody wanted partition, still it happened. There is a big lesson to learn from this; that nations can’t put all their faith only in their leadership. A Nation has to have its own innate strength.

Let us map the hundred year journey of India from the First War of Independence in 1857 as Savarkar described it to 1956. In 1857 leaders like Tantya Tope, Rani Laxmibai and Nanasaheb had launched a war in order to throw away the British rulers from India. The immediate provocation was the obduracy of the British to impose certain un-Indian cultural practices on the British Indian Army. Then came the revolutionary movement initiated by VasudevBalwantPhalke in 1880s, followed by the Congress movement leading to independence in 1947. India secured freedom from the British and had its own leaders as rulers.

Now the significance of 1956! In 1956, the then prime Minister Jawaharlal Nehru gave an interview to John Kenneth Galbraith in which he was famously quoted to have said : ‘You know Galbraith! I am the last Englishman to rule this country’. Look at this journey which started with a resolve to throw away the British rulers and ended up after hundred years in having our own leaders who were more British than probably the British themselves. What did we really fight for? What was the battle all about? Was it just to replace people of one skin colour with another?

Independence meant a great spirit of quintessential Indianness. We have identified independence with the leadership and not with the spirit. Gandhiji realized this, but it was too late. In 1946, when the Great Kolkata Killings were going on after Jinnah’s call for Direct Action, Gandhiji was asked as to whether he would still stand by his statement of 1940? Did he still think that partition could be prevented? Could Hindus and Muslims live together after all this murder and mayhem? Gandhiji’s response provided one of the greatest lessons of our independence movement. Gandhiji said that his words in 1940 were a reflection of the popular sentiment of the time. But on seeing the madness all around he realised that the young men of our country were not prepared to stand firm, plunge into the streets and fight it to the last for the unity and integrity of this nation. Therefore there was no option but to agree for partition. This is a very important lesson. When the time came for shedding blood for country’s unity, our countrymen were not prepared to pay that price. And the country was partitioned.

Let us go back in history by 40 years. First attempt at partitioning the country on communal lines had happened in 1905. Bengal was partitioned into Hindu and Muslim Bengal. There was a nationwide opposition to this act of the British led by the trio of Lal, Bal, Pal –LalaLajpatRai, BalGangadharTilak and Bipin Chandra Pal. The then Viceroy Curzon had pompously declared that the ‘partition of Bengal is a settled fact’. But the opposition for partition of Bengal grew so strong and loud that six years later King George V had to rush to India in 1911 and annul the partition of Bengal. The so-called settled fact had been unsettled by the national will. Why then did we become so helpless when in 1947, not one province, but the entire country was being partitioned? This is an important facet of our history to revisit. Did we miss the spirit and identified the entire movement with some individual leaders? When those individuals became helpless the entire movement became helpless? We cannot afford to ignore this important question.

Our independence movement shows that whenever the national will was robust and strong we achieved success. There was a phase in our independence movement, of roughly three decades, between 1915 and 1947, when a lot of confusion had crept in. Several incidents during this 30-year period should be revisited by scholars. It was during this period that M A Jinnah, a follower of Tilak and a volunteer of Congress, goes on to become the founder of Pakistan! How did the independence movement become a bargain between different groups is a topic of research! A slogan was coined by Tilak at the Lucknow Session of the Congress in 1916 – ‘Luck Now at Lucknow’. What was the luck in 1916 that Tilak was referring to? Muslim League had come to participate in the Congress session. We started believing that without the League there would be no independence. We started negotiating with them and when they agreed to attend the session we got elated to declare that luck had finally laughed on us. We made independence movement a bargain from thereon!

Savarkar’s famous advise to Gandhiji regarding this bargain was that he should tell those people categorically that: ‘If you come, with you. If you do not, without you. If you oppose, in spite of you’. This is called the national will. But the history of 1916 to 1946 was just the opposite. I would urge young scholars to revisit this part of our history. Why did institutions like AITUC, created by Congress, turn leftist organizations? How did the left and anarchist streams enter Congress? Where was the confusion created? Why were compromises made regarding issues like national flag, national anthem and national language etc? How did Jawaharlal Nehru become influenced by socialist ideology after his return from Moscow in 1927? What was the seriousness of differences between Gandhiji and Jawaharlal and how much did they influence the outcome of our independence?

These are some of the things to be revisited. We cannot undo anything in history by revisiting it. But we can always learn lessons from it. There might be lessons that are unpalatable but we have to learn even those lessons. This is important so that we do not repeat the past mistakes. Interpretation of history has no end, there can be and will be many further interpretations. History should be analysed with openness.

(This article is the summary of valedictory address delivered by Shri Ram Madhav, National General Secretary of BJP and Director of India Foundation, at the national seminar on “Revisiting Indian Independence Movement” organised by India Foundation at New Delhi on 18th March, 2017)
(This article is carried in the July-August 2017 issue of India Foundation Journal.)

 

Remembering Forgotten Heroes

It is often said that those who do not learn the lessons of history are condemned to repeat them. Unfortunately, Indians by and large have lacked a sense of history. When global community looks at ancient India, they look at it from Chinese perspective, because the accounts of such history are primarily available from the writings of Chinese travellers Fa-Hien, Huen-Tsang and I-Tsing. Megasthenes from Greece gave us the account of Mauryan Empire. Subsequent travellers from different part of the world like Al Beruni, Marco Polo, Ibn Battuta, Abdul Razzak, Nicolo Conti, AfanasyNikitin and many others also enlightened the world about medieval India, its people and its rich culture. This was followed by number of Portuguese visitors starting with Vasco Da Gama, who again wrote about the riches of India. Surprisingly, during this period, with the sole exception of Kalhan’s Rajtarangini, no Indian wrote a good historical treatise. Consequently, Indians have got used to looking at Indian history from others perspective. This has created numerous aberrations in the way most Indians look at their own history.

Most Indians formulate their views based on popular perceptions or by reading one book or article. It is essential for a student of history to read the historian, before reading history to understand the perspective from which he had seen the history. It is equally important to understand from which angle he had approached the history before forming an opinion of your own. It is therefore necessary to read as many books as feasible on a particular subject and only then form an independent opinion of the event. This however, requires extensive reading on the same subject. Indian independence movement was a huge gigantic movement. Millions of people participated in this quest for Home Rule. Unfortunately, it has not been documented that well. Thus, the contribution of many individuals, who sacrificed their lives and time have not been analysed or acknowledged adequately. There is therefore very strong need for revisiting India’s Independence Movement.

The first important factor that needs to be considered is that the Indian national moment was not confined to what is India today. It embraced what was India then. So, when we talk of leaders of independence moment, Master Surya Sen or Master Da as he is known was an iconic figure. But how many in India today even know his name? He planned the Chittagong Armoury Raid—undoubtedly one of the most daring attempts at overthrowing the British, and was hanged by the British after being brutally tortured and his body was thrown into the sea.His last letter to his friends is extremely poignant. “Death is knocking at my door. My mind is flying away towards eternity …At such a pleasant, at such a grave, at such a solemn moment, what shall I leave behind you? Only one thing that is my dream, a golden dream—the dream of Free India….Never forget the 18th of April, 1930, the day of the eastern rebellion in Chittagong…Write in red letters in the core of your hearts the names of the patriots who have sacrificed their lives at the altar of India’s freedom.” Ironically, hardly anyone in India remembers either the date or the freedom fighters. Of late some attempts have been made by Bombay film industry to acknowledge the stellar role played by this great revolutionary, but it is probably too little too late. Consequently, he still remains an unknown individual for most Indians. It appears as if the fact that Surya Sen was born and lived in a part that is no longer part of India has contributed to this collective amnesia. However, it needs to be appreciated, that he did not fight for creation of Bangladesh or creation of Pakistan. In fact, he and many others like him fought for India when the idea of partition had not even germinated.

It is therefore the bounden duty of every Indian to look at these heroes of independence movement, whose theatre of activity was not confined to what is India today. The first provisional government of India set up by Raja MahendraPratap had talked of Sindh to Kalinga. Unfortunately, not many Indians are aware of HemuKalani from Sukkur (Sindh), who was hanged by the Britishers in Sindh at a tender age of 19. Obviously, there is no monument for him in Sindh. The park named after him in Sukkur has been renamed as Qasim Park. Some Indian cities have started making amends for it by naming roads, parks and institutions after him, but it is primarily driven by Sindhi community. He did not fight for Sindh; he fought for Indian independence, so it is India, which has to recognise his contribution, not Pakistan. In Pakistan, attempts to rename the chowk where Bhagat Singh was hanged, as Bhagat Singh Chowk, have faced stiff opposition from fundamentalist and conservative elements. Considering the nature of Pakistani State, they are not ready to accept it. It is for the Indian State to recognise them as they fought for Indian independence.

This amnesia is not only restricted to those freedom fighters, who were born in territories that are no longer part of India, but anyone who worked outside India. Most Indians have not even heard of Raja MahendraPratap, who was the president of first provisional government of India that he had set up in exile in Kabul on 01 December 1915. Although, he was nominated and shortlisted for Nobel Peace Prize in 1932, he remains unknown in India. He fought for Indian independence outside India. He went across the globe to garner support for the movement. He not only set up a provisional government in Afghanistan, he also met Kaiser Wilhelm II and managed to get a letter of support from him. They tried to seek support from wherever they could in those formative years, when the freedom moment was in its nascent stage. While highlighting the role of Raja MahendraPratap, there is also a need to acknowledge the huge contribution of Shyamji Krishna Verma, who died in remote Switzerland working for Indian independence. His immense contribution is virtually unknown in India. Similarly LalHardayal’s immense contribution to the independence movement has been glossed over. He left a career in the Indian Civil Service to pursue his goal of Indian independence, traversing the globe in days when air travel was scarce. He set up a newspaper by name VandeMataram, which used to come out from Paris. He set up Bharat Mata Society. Unfortunately the immense contribution of these great intellectuals, who left lucrative avenues, to enhance global awareness about Indian independence, have neither been studied nor analysed by Indian academia.

Similarly, no attention has been paid to Gaddar party, the first organised movement emanating from across the oceans to overthrow British rule in India. People who left comfortable lives in Americas to fight for Indian independence, their huge contribution have never beenrecognised. Leaders of the movement like Kartar Singh Sarabha, Sohan Singh Bhakna, BhaiParmanand, VGPingleetc are still unknown entities for most Indians. Similarly, the role of RasBihari Bose, who led the Indian independence moment abroad before the advent of Netaji, has not been acknowledged adequately. Even Netaji and Indian National Army’s huge contribution to attainment of Indian Independence has not been acknowledged. There is an immediate necessity to study the role and contribution of Indian National Army. Its operations and organisation have not been studied adequately. There are so many warriors of Indian National Army, who are alive and languishing in complete obscurity and anonymity. India Foundation recently did a programme in Chennai, where it brought one of the members of Rani Jhansi Regiment and felicitated her. Before this generation is wiped off, is it not essential to document that history? It would be a criminal folly, if this history is allowed to die with them.

It is not intended to belittle anybody’s contribution. But the fact is, the Britishers decided to leave India only when they realised that they could no longer bank on the loyalty of the Indian armed forces. It needs to be appreciated that the largest number of soldiers who fought for the allies in the First World War were Indians, not Americans, Britishers or Russians. It is this army which sustained the British Empire and with the creation of Indian National Army, Britishersrealised that the Indian independence moment had percolated into the armed forces. They unfurled the tricolour in Andaman and Nicobar Islands, they unfurled it in Imphal and Kohima. Their immense contribution to the Indian independence moment has not been adequately recognised. One odd structure built to commemorate them in Imphal and Kohima does not do justice to their huge contribution.
There are so many sites in Myanmar, which are actually associated with Indian National Army. So many of the soldiers from INA, sacrificed their lives there. Numerous commissions have been established to ascertain what happened to Netaji; however, it would also be worthwhile to know how INA functioned and what were its military contributions. The nation also needs to know as to who all joined INA and what happened to all those who were once part of INA. It is important because the country and its governments have left them in the lurch. There were no pensions for all those who sacrificed everything at the altar of Mother India. In Myanmar, there are still people, who fought for India even though they may not be part of India today. India has unfortunately, not reached out to them. Many Indian soldiers went abroad, even to European countries to try and liberate India. Although, they failed and many of them perished in alien lands, some spent rest of their lives in foreign prisons or in foreign countries; the country owes them a huge debt of gratitude. It is a chapter that has been kept under complete wraps. Obviously, Britishers did not want Indians to know about it, because that would have instigated others in Indian armed forces to follow suit, so Britishers never mentioned it. More regrettably, Indian historians have followed suit.

It has been revealed by many historians that what actually made Britishers leave India, was not Congress or any other independence movement, but it was INA and the Naval mutiny, which has again been overlooked by Indian historians. In 1946, in the naval mutiny, naval ratings took over the ships, and flew tricolour on them. This actually shook the foundations of the British Empire. The organisations that had been sustaining the British Empire had started shaking. This actually convinced the British that they could no longer sustain what had been going on and they had to leave. These have not been documented at all. Some of the mutineers were hanged. Those who took part in that mutiny were not simply mutineers; they were fighting for India’s independence. To term it as a naval mutiny is actually a misnomer. It is like calling the first war of India’s independence in 1857 as mutiny. It is actually insulting. A time has come, when India, its scholars and its government need to have a relook at all these issues.

Aforesaid reasons make it important for Indian scholars to revisit the Indian independence movement. Even a cursory reading of those phenomenal movements acquaint you with dedicated intellectual geniuses like LalaHardayal, a man who went from India to Paris, started VandeMataram moment, then went to Algeria and from there to some isolated desolate island in Martinique, where hewas virtually starving. From there he resurrected, gave ideological thrust to the Gadar party, started the Gadar newspaper, and when arrested by Americans, he fled to Berlin, from there went to Sweden. Acquired his PhD from London and eventually died in US. Most of these freedom fighters died young, in early youth, dedicating their life to this particular movement. There is a couplet in Urdu,“Shahidon ki Chitaon par lagenge har baras mele, watan par mitne walon ka yehi namon nishan hoga”. Unfortunately that has not happened in independent India. India has so many martyrs who are unsung and unheard. Their contributions have been eclipsed by contributions of just a few. It is not intended to belittle the contributions of those, who are attributed with Indian independence movement, they did phenomenal work. However, this by no means should eclipse the contribution of those who have been unsung and unheard till date.

People from different spectrums, from North to South and East to West, played immense role in India’s independence movement. It is even more important to realise that this movement, at that stage, in its inception, was a unified moment of people belonging to different communities, religion and castes for India’s independence. The movement had MaulaviBarkatullah and MaulaviAbaidullah Sindhi with Raja MahendraPratap as his advisor. It hadPanditKanshi Ram, VG Pingle and LalaHardayal to supportSohan Singh Bhakna and Kartar Singh Sarabha in Gadar party. There has been an attempt by certain subsequent historians to communalise this particular moment, by terming it as only a Sikh movement. However, a dispassionate analysis of the movement and its initial founders shows that it comprised of people from all communities. There has been an attempt, to denigrate this phenomenal moment, which was for the independence of India, for creation of a unified India.

It is essential that extensive research is undertaken about this movement in various universities and research institutes. It is time that young scholars in India should do PhD on Surya Sen and his movement, on HemuKalani, or Shyamji Krishna Verma and his contribution to Indian Independence Movement. Young researchers could look at LalaHardayal, whose biography, reads like a novel. In those days, when air travel was scarce, that man travelled across Asia, Europe, Africa and America. Even within India, the role of revolutionaries like Ram Prasad Bismil, Chandra Shekhar Azad and Ashfaqulla Khan have not been acknowledged adequately.

A dispassionate historical research into Indian independence movement and its heroes, would give Indians a better perspective on how a movement for unified India was subverted and tainted by the colonial powers. This gigantic movement was not only a pan Indian movement, but it spanned across continents. It was sustained not only within India, but outside India, from America to Europe to Africa, to Far East. It should be feasible to find solutions to various problems plaguing India, by analysing this movement.

(This article is the summary of the inaugural address delivered by Capt. Alok Bansal, Director, India Foundation, at the national seminar on “Revisiting Indian Independence Movement” organized by India Foundation at New Delhi on 18th March, 2017. Views expressed are personal.)
(This article is carried in the July-August 2017 issue of India Foundation Journal)

Indian Independence Movement as seen by the Revolutionaries

According to the conventional narrative, the British were gently and non-violently requested to leave India and they politely left. This fits the British world-view that after their successful civilizing mission,they almost willingly gave freedom to their most important colony. It also fits the Congress party’s version of events as it excludes the contributions of all other groups. The story of India’s independence, however, is very different when seen from the perspective of the revolutionaries – those who waged an armed struggle against colonial rule.

There were several armed revolts against the British in the 19th century but here I will focus on the revolutionaries of early 20th century. During this period,a new group of people, often from the emerging, educated middle class, began to question British rule. Many chose the path of armed revolt. In the initial phase, this movement was led particularly out of Bengal by individuals like Aurobindo Ghosh and his brother Barin Ghosh, but individuals from other parts of the country soon joined in such as Veer Savarkar. At this stage the movement involved small groups. However, over time it would develop into a large-scale network that did not only operate in India but also in Europe, North America and the Far East. It involved large numbers of people, had links with foreign governments and movements and had a big impact in the popular thinking of the times.

The scale of the revolutionary movement is important to note because the mainstream narrative deliberately minimizes its contributions. On several occasions when I have made the point about revolutionaries’ contribution to the freedom struggle,the mainstream responses were that there may have been some brave (but misguided) individuals like Bhagat Singh but their efforts did not really contribute much to the wider cause or eventual outcomes.Such discourse completely leaves out the fact that this was a long drawn-out movement involving thousands of people organized across the world, with diplomatic links with foreign governments, and sustained through the First World War,through the interwar period, through the Second World War and then ultimately culminating in the Royal Indian Navy revolt of 1946.

In the very initial phase, the movement was made up of individuals trying on their own to instigate armed revolt but then Veer Savarkar made an important intellectual contribution that gave the movement a certain long-term strategic goal. Even though he later drifted away from this movement, he contributed the idea that India’s freedom ultimately lay in causing a revolt in the armed forces. He argued that India was held down by virtue of the loyalty of the Indian soldier and undermining this loyalty and instigating a revolt was the key to getting Indian freedom. This had nearly happened in 1857 but he saw it merely as the “great rehersal”. The next four decades of revolutionary efforts should be seen from this lens.

The first big opportunity to carry out such a revolt in the Indian armed forces came with the First World War. It is often forgotten that India was one of the largest contributors of soldiers and material to the war effort. Many Congress leaders including Gandhi actively campaigned and worked towards recruiting Indian soldiers into the British Indian Army. There volutionaries had a different plan. Led by Rash Behari Bose(one of the most important characters in India’s freedom struggle but now mostly forgotten), they came up with a plan to use the war to cause are volt. They began to organize what later would be called the Ghadar movement. Rash Behari had collaborators across the world.For example,Lala Hardayal who started out in England but then moved to California.Along the west coast of North America he began to instigate the Sikhs who had settled there in large numbers.

Back in India, this group began to infiltrate the Indian regiments. They planned to get a major revolt rolling across India from the middle of February, 1915. It was to start in North west Frontier Province and Punjab, then roll across India to the Indian regiments fighting in the First World War.Unfortunately, just few days before the revolt was supposed to take effect, a traitor informed the British authorities. Overnight all the Indian soldiers were removed from guarding the armouries and European soldiers were placed in lieu. At this stage Rash Behari Bose and his lieutanant Sachindra nath Sanyal escaped to Varanasi and then the former escaped to Japan via Calcutta. There was a major purge in the Indian army. However in Singapore a revolt did take place in February 1915 and for one week the Indian regiments in Singapore held the city. It failed because rest of the revolt did not take place and the mutineers were dragged out to Outram Street in Singapore, lined up against the wall, and shot.That was the end of the Ghadar effort but that didn’t end here.

The revolutionaries who remained back in India after Rash Behari Bose left,continued to be in touch with the German authorities and managed to get an embassy running in Berlin with full diplomatic status. Germans even managed to get a small Indian delegation smuggled through British lines to Kabul where they were trying to instigate the Afghans also to revolt. In the midst of all this,the German Embassy in Washington acquired thousands of guns and planned to ship them via the Pacific and Bay of Bengal to land on the coast of Orissa. Here the revolutionaries had already trained large number of young people to use guns. The idea was to infiltrate Calcutta on Christmas Day.A big Christmas dinner used to take place in Calcutta at the Governor-General’s house where all the most senior British officials gathered.The plan was to take over the senior management of the colonial administration and then declare independence. Sadly this plan too went awry because a German agent in Singapore, who was a key part of the operation, switched sides and informed the British authorities in return for money and immunity.The guns never reached and many revolutionaries were captured. Sachindra nath Sanyal was sent off to the notorious prison in Port Blair, Andamans (Kala Paani). Many others were incarcerated across India or killed.

Although there were two major failures in the First World War, the reason to tell this story is to emphasize the fact that this movement was not some isolated individuals carrying out random acts. This was a major international operation involving thousands of people and, with a bit of luck, may well have succeeded.A similar operation by Lawrence of Arabia instigating the Arabs against the Turks worked and is celebrated in film and literature.

After the First World War, when the Indian troops began to comeback home, there were fears that there volutionaries would again revolt. This is the context in which Jallianwala Bagh massacre happened. After the massacre, many of the key leaders of the revolutionary movement were released in an amnesty in 1920 in order to mollify growing public anger.For a while they participated along with the Congress in the Non-cooperation movement but after Chauri Chaura, when Gandhi unilaterally suspended the movement, there volutionaries decided to go their own way.

The revolutionaries pointed out that just a few months earlier Gandhi had been recruiting into the British Indian Army,and sending hundreds of thousands of Indians to the front in France and the Middle East. If the use of violence had not be a constraint then, why was it now when India had come so close to becoming free. The revolutionaries withdrew and there was a very acrimonious debate between Sachindranath Sanyal and Gandhi in the pages of Young India.At about this time Ireland became free. The revolutionaries argued that when a tiny country right next to Britain can become free why cannot a large country so far away also do so.

They organized themselves again under the umbrella organization called Hindustan Republic Association set up by Sachindranath Sanyal and others. Under it, the Hindustan Republican Army was formed. The names are important because they are clearly inspired by the Irish Republican Army. The Irish contribution to the Indian freedom struggle has also entirely been forgotten. Through the 1920s this group recruited the likes of Chandra Shekhar Azad,Bhagat Singh and so on.Again one can see that this movement was not a case of individuals doing random acts but an organized group who had a clear agenda which ultimately was to cause a revolt in the Indian Armed Forces. Through the 1920s various operations were carried out, but many revolutionaries were also hunted down and killed. This was also a time incidentally when the British managed to infiltrate this movement with a lot of collaborators. So there was a serious problem with informants from here on. The Hindi writer Yashpal was widely suspected by revolutionaries of being a collaborator. He became a very famous writer after independence and tended to play on his revolutionary credentials but in fact the revolutionaries themselves were very suspicious of him.Through the thirties this movement continued to fester despite the killing of Chandrashekhar Azad, Bhagat Singh and Rajendra Lahiri.

In the late thirties, it began to look that there was going to have another major war. There volutionaries saw this was yet another opportunity to do what they had failed at the time of First World War. Sachindranath Sanyal contacted Rash Behari Bose who was still in Japan. They began to think about how would they organize themselves in Asia if there was war in Europe. Netaji Subhash Bose met Japanese agents on several occasions in the late 1930s. So it was not just the failure to elicit help from Hitler that made him go to Singapore in 1943 to work with the Japanese during the Second World War. This was always a possibility from the beginning given the links of the revolutionaries, via Rash Behari Bose, to the Japanese. There are still people alive who witnessed Netaji meeting the Japanese in Sachindranath Sanyal’s home in the late 1930s.

The critics of Netaji tend to present his escape to Germany via Russia as some newfound love for fascism, but that is not the case. If one recalls the history of the First World War,the revolutionaries had establishments in Germany and in Japan for a long time before the rise of fascism. What Netaji was doing was following up on those old leads. Once Japan entered the war and took over Singapore,Rash Behari Bose came to Singapore and organized the Indian National Army. The INA was not founded by Netaji as many people think but was founded by Rash Behari Bose, the old revolutionary who had attempted to do the same thing with the Ghadar movement in the First World War. Netaji famously came by submarine and landed in Singapore and took charge as Rash Behari was very old by now. As is well known, this episode too ended in failure in the military sense that the Japanese lost, but one could argue that it directly led to Indian independence.

From the perspective of revolutionaries, the Second World War was essentially a great battle between two evil Empires. Churchill, for instance, deliberately withdrew all food from Bengal in a scorched earth policy that starved to death three million people in order to defend his empire.So, from the perspective of many Indians there was little to distinguish the Allied from the Axis. This was seen essentially as a war between two equally evil empires,and Netaji and other revolutionaries felt that they could utilize the situation to free themselves.

Once the Second World War ended, the surrendered soldiers of Indian National Army were brought in chains to Delhi. There were demands for having them all summararily executed but the colonial authorities realized that this would cause a revolt so they were tried in Red Fort. During those trials there were a number of rumblings of unhappiness in the Indian Armed Forces which ultimately culminated in the Royal Indian Navy revolt of 1946 in Bombay where about 20,000 battle-hardenedsail or stook charge of about 70 warships in the Bombay harbour. These were Navy ships and the battle-hardened sailors knew how to fire the guns. At this point, they were in a position to have declared independence. British authorities repeatedly asked Indian army soldiers to act against the sailors but they refused.

Many argue that this is the key event that led to Indian Independence as it is the point at when British realized that they could no longer hold India.British Prime Minister Atlee himself is supposed to have admitted to this point. There is a talk by BR Ambedkar on BBC in which he also makes the same point explicitly. The revolutionaries had finally succeeded!! They had intended all along from before the First World War to try and cause a revolt in the Indian armed forces and,with the Royal Indian Navy Revolt of 1946 in Bombay, they had finally succeeded.For the revolutionaries, the attainment of freedom had little to do with making salt.

( Sanjeev Sanyal is an economist and writer. These are his personal views.This article is a summary of the address made by him at the national seminar on “Revisiting Indian Independence Movement” organised by India Foundation at New Delhi on 18th March, 2017.)
(This article is carried in the July-August 2017 issue of India Foundation Journal.)

Periphery in India’s Independence Movement: A Re-look from Northeast India

In Social Science, throughout the world, JSTOR is said to be the most popular search engine for national and international E-journal of various disciplines. I was just trying to locate how many academic articles have been written on Assam’s role in India’s independence Movement. The search engine has given me 4,33,391 search results relating to Assam –but unfortunately there was not a single write up on Assam’s role in India’s Freedom struggle or any part of Freedom struggle. The first page would give you result on ‘India’s Freedom Struggle’, Kuka Movement in Punjab, ‘The Left in India’s Freedom Movement’ , ‘Peasant , workers and Freedom struggle’, ‘ A study in Indian Nationalism’ and so on. Next I tried to locate in Sodhganga , which is a reservoir of Indian these conducted in all the Universities of India. There we will find thesis on “Role of Muslims in Indian Freedom Struggle’, ‘Construction of Assamese identity in 1826-1920, – but no systematic noteworthy academic study on ‘Assam’s role in India’s Freedom Struggle’. So there is apathy to look into India’s freedom struggle from periphery. The mainstream History discourse hardly takes into account the role of the peripheries like that of the Northeast India. We have looked India’s freedom struggle from below – thanks to sub-altern school. But we have not looked Indian Freedom struggle history from the peripheries, like from Northeast India or from the perspective of Assam.
The then Assam is now divided into eight North-eastern states. Assam’s fight against British imperialism can be broadly divided into two parts — a) The Pre-Gandhian phase and the b) Gandhian Phase. The pre-Gandhian phase may further be divided into two phases — 1) The Ahom ruling class against the Company from 1828-to 1858 which is known as the thirty years war launched by the decaying Ahom nobles and the second from 2) 1858 to 1900 – this phase was initially marked by a spontaneous variety farmers and peasant movement that fought against the exorbitant revenue and tax collection of the British administration. Towards the later phase Assam witnessed the emergence of a literary movement and the emergence of a neo middle class that laid the foundation of Assamese and Indian nationalism. However for a proper methodical study, Assam’s participation in India’s freedom struggle can be divided into six phases:
I) First Phase 1828-1858: Revolt by Ahom and Tribal Siems
II) Second phase of the revolt of 1857
III) Third Phase of Agrarian Revolts from 1860-1900
IV) Fourth Phase of Formation National Consciousness (1852-1920)
V) Fifth phase –Gandhian Phase ( 1920-1944)
VI) Final Phase of resistance against the Congress –1945–1947
In our analysis the Gandhian phase has not been included as there are already lot of information and analyses during the Gandhian phase.

First Phase 1828-1858:
Immediately after its takeover of Assam by the East India Company in 1826, the Britishers made effort to strike roots in the state. The defeated Ahoms and the ruling class found that their estates and paiks were almost taken away in return of petty pension, gratuity and subordinate ranks in the company offices. “This loss of power and privileges which they enjoyed as members of the ruling classes, coupled with the removal of their kith and kins from their offices made it crystal clear that their future was extremely bleak under the new arrangements.” Very soon they organised armed resistance in various forms and capacities.
The first attempt to overthrow the Briitsh raj was made under the leadership of Gomadhar Konwer — a prince of Ahom royal blood and Dhanjay Pealia Bargohain in the year 1828. Meanwhile the Britishers were withdrawing their troops to meet situations in other parts of India. The rebels thought this was the best time to regain Rongpur, the capital of Assam. Along with the Ahom ruling elites, various tribal leaders also made effort to oust the Britishers from Assam. The Khasis under Terut singh, the Singphos and the Khamtis in the south east and the Bhutias also created considerable troubles for the Britisheres. The Khasis had lost the traditional ‘duars’—which used to provide lot of revenues to the Khasis under the Ahoms. The most determined fighter was the Khasi leader Terut singh , the Siem or Raja of Nongkhalo. He organised a comprehensive attack on the Britishers in collaboration with the Ahoms and other Siems . Ultimately the British pacified the Khais by bringing under subsidiary alliance.

Emboldened with such initiatives, the newly enthroned king made a serious attack on the British, which was however, intercepted by the Lieutenant Rutherford. In 1830 there was an another attack on the Britishers under the leadership of Dhononjoy Borgohain with active assistance from Horntah ( his son), Pioli Borphukon, JiuRam Dulia barua, Jiu Ram Dhingia Deka, Rup Chand Konwer etc. and organised an army of 400 armed soldiers. Captain Neville thwarted the attempt of the rebel to destroy the firehouse of the Britishers. Most of the leaders were arrested and Pioli Phukon and Jiu Ram Dulia Barua were hanged. Thus long before Mangal Pandey was hanged and officially declared as the first martyr of India, two Ahom nobles were hanged in 1830 in the month of August for raising armed rebellion against the Britishers.

Second phase of the revolt of 1857 :
Initial phase of British rule in Assam was marked by chaos, lawlessness and tyranny. The new regime was ruthless that within six years of British administration.
The old aristocracy and gentry could therefore hardly reconcile themselves to the new Government. Some of them became desperate; they felt that their salvation lay only in the restoration of the old regime, because the hopes of the old aristocracy initially rested on the members of the royalty, who were still acknowledged by many as leaders of the people, most prominent of whom were Chandrakanta Singha and Purandar Singha. Chandrakanta the ex Raja, after making several attempts to regain his possessions, died with a heavy heart in early 1830. It was at this critical moment that Maniram Dutta Barbhandar Barua Dewan, hitherto one of the most loyal and trusted officers of the Company assumed a new role as the leader of the war of liberation.
Maniram was a true representative of the rising middle class in Assam, growing and maturing under direct British Patronage. He remained loyal to the rulers as long as co-operation with them served his interest. Beginning his career as a loyal servant and friend, he held important office of administration and excelled in every new situation. A man of dash and determination, he was the first among his compatriots to find each new avenue of success under the alien rule: yet he was also the first to raise the standard of revolt against it at an early age of 43.

As an administrative officer, he gained intimate knowledge of the miserable conditions of the nobles and the people; as Dewan in Assam Tea Company, he found a window open on the capitalist world outside; and he now looked forward for the dawn of happier days for his fellow countrymen. As he grew conscious of his class interest and his historic mission, he could no longer brook any interference of the British, whose sole objective was to raise an maintain a class of officers subservient to them. Maniram now realised that there was no future for him and his countrymen under the Colonial rule which would never allow the growth of any independent enterprise by an Indian. He threw his lot with Kandarpeswar Singha, the Charing Raja, who also like him, had been facing utmost difficulties in maintaining the royal family that was on the verge of penury. Maniram now became the Charing Raja’s friend, philosopher and guided and inspired him to action by rousing “sanguinary hopes of getting the country back to his management.”

Maniram’s second memorandum was also a “balance sheet of the administration of the East India Company for over a quarter of a century.” In it, the emphasis was laid mainly upon the grievances of the people, those higher classes in particular. To quote his word: “By the stoppage of such cruel practices as extracting the eyes, cutting off noses and ears, and the forcible abduction of virgins from their homes and by the removal of all wayside transit duties…… the British Government has (earned) for itself inestimable praise and renown but by introduction into the province of new customs, numerous courts, an unjust system of taxation, an objectionable treatment of the hill tribes…. neither the British Government nor their subjects have gained any benefit.”
About this time, there occurred the insurrection of the sepoys at Meerut, Delhi, Lucknow and Kanpur and the news reached him that Bahadur Shah had been proclaimed Emperor of Hindustan at Delhi by the rebels and many princes were regaining their lost possessions Maniram calculated the possibility of organising a similar insurrection in Assam for overthrowing the British Raj, and considered the situation there very favourable. Most of the sepoys of the First Assam Light Infantry stationed at Dibrugarh were from western Bihar, a hot-bed of the rebellion of 1857. These sepoys were sure to come forward to drive away the foreigners. There were also 500 Assamese soldiers belonging to the army of the erstwhile king Purandar Singha disbanded by the Company Government after his deposition in 1838. Further, the strength of the European army in Bengal was only 2400, some detachments of which again had to be engaged elsewhere to fight the rebels. There was also an acute transport problem. In case of revolt in Assam, therefore, the Government was not in a position to despatch an army from Bengal to meet the situation there. To add to their utter dismay, there was not a single European soldier in Assam. The number of British officers also was small and the European planters were so scattered in different parts of the valley that a safe escape was not easy for them either. The old aristocracy and gentry, the most aggrieved party of British rule, was sure to join Maniram and the hill people, too, were sure to extend their support to the rebels. Not to speak only of the Khasis in the west, there were numerous instance of rebellion of the hill tribes in the east against the British- of the Singphos who surprised the British out-post at Sadiya in 1830; of the Khamtis, who killed Col. White and others in 1839; of the Tagi Raja, the chief of the Kapahchor Akas, who killed a number of British subjects in 1835 and started up commotion among the hill tribes against the imposition of the British rule, and of the Nagas who revolted in 1849.

Maniram wanted to take full advantage of the situation and goaded the young prince Kandarpeswar Singha as well as the member of the erstwhile nobility and gentry, including certain Satradhikar like that of Kamalabari, to take up arms against the British. He communicated all the developments in other parts of India to his friends and associates in Assam through messengers in the guise of fakirs called bhats, who had been regularly visiting Assam. Before Maniram could come to Assam to take the lead, a few of his letters were intercepted by the Principal Assistant of Sibsagar, Captain Charlse Holroyd.

The event of 1857-58, however, have certain implication specific to the history of Assam. Unlike in other parts of India, where the leadership was taken by old nobility and the dispossessed classes, the nobility here was so ruined and the traditional gentry so divided, that an organised leadership of these classes did not emerge spontaneously. As a result Maniram, a representative of the rising middle class and the section of the gentry association with him, found themselves completely isolated. Even amongst this class, unity of purpose was not much, attack could not be done on the British army as all the major moves were intercepted and all major leaders were arrested. Bhikom Singh, king Kandopeswar Singha, Piuoli Barua , Madhu Mullick, Dutiram Barua , Bahadur Gaonbura, Modhu Koch etc were arrested and sent to jails in various parts of India. Moniram Dewan and and Pioli Barua were hanged publicly on 26th February, 1858.

The failed Ahom gentry’ mutiny of 1857 in Assam had many of its characteristics —
1. This was the last resistance put forwarded by the decaying Ahom ruling class against the Britishers.
2. This rebellion marked the final end of Ahom rule in Assam
3. This rebellion integrated Assam with the pan India anti-British agitation – in many occasions the Light infantry from Bihar regiment came forward to be a part of this drive. Sepoys from the other parts of India posted in Assam sided with the rebel of Assam.
4. The event of 1857-58, however, have certain implication specific to the history of Assam. Unlike in other parts of India, where the leadership was taken by sepoys and old nobility and the dispossessed classes, the nobility here was so ruined and the traditional gentry so divided, that an organised leadership of these classes did not emerge spontaneously. As a result Maniram, a representative of the rising middle class and the section of the gentry association with him, found themselves completely isolated. Even amongst this class, unity of purpose was yet to come.

Third Phase of Agrarian Revolts from 1860-1900 :
The failure of 1857 abundantly made it clear that the conservative aristocratic nobles and feudal lords can’t liberate Assam from the clutches of British colonialism. It also brought to an end the possibility of revival of Ahom conservative aristocratic noble in Assam. The masses particularly the peasantry and the labour class was largely apathetic to such mobilisation. The exploitative nature of British ruling class was yet to be realised by the masses as the annexation of Assam by the British was projected as an effort to save Assam from anarchism and misrule of the Burmese and the decaying Ahom ruling class. The advent of British rule was rather initially welcomed in anticipation of order and peace in the society.
However from 1860 we witness a new mass upsurge against the British raj. From that perspective the agrarian and peasants movement form 1860-1900 can be said to be first mass based agitation and rebellion against the British Raj in Assam.
After 1857, the Britishers decided to increase their tax and revenue collection and for the first time the ryots were asked to pay their rent (Khajana) in cash which created insurmountable problems for the farmers and artisans. Fear of tax and rent prevented many farmers to go for regular cultivation. Initial phase of British rule in Assam was marked by chaos, lawlessness and tyranny. Robertson, the commissioner found “its inhabitants emigrating, its villages decaying and its revenue annually declining” . Rutherford observed –“the dreadful extortion had beggared the ryots and rendered a large portion of the country waste in which up to our conquest, such a thing as jungle was hardly to be seen”. Concerned only with taxation, the new government was totally indifferent to the improving of economy, in other words the extortion of then governments was increasing day by day. By 1870 as per the proposal of Commissioner Hopkins more than 100% Khajana was increased. By 1893 after survey was done throughout the state, the khajana was further increased. The new Assamese jamindari and administrative neo lower middle class played a subservient role to the exploitative mechanism of the British Raj. Gunabhi ram Barua gave detailed account how the Assamese administrative gentry tricked the ryots to collect revenue by all means.
The Jayantiya Rebellion (1860-63)
The first popular rising against the new taxation measures took place in the Jayantiya hills. When a house tax and a stamp duty were imposed on the people of the region in 1860, who till then were not accustomed to paying any kind of money tax, they rose in open rebellion. In its very early stage, the rising was suppressed with an iron hand, for which it could not attract wide attention. But trouble did not end there. The Khasi people of the region were roused to action once again when a licence tax was introduced shortly afterwards, and some of their tribal customs and usages like the use of ceremonial weapons in their tribal dances were interfered with by the Government.’ All the Khasis soon organised themselves under their respective chiefs and together they rose in revolt against the British. Though their weapons consisted of bows and arrows, their suppression was not easy and it was not till the end of 1863, that they could be finally quelled.
The first agrarian revolt against the Britishers is known as the Phuloguri Dhowa in 1861 immediate cause for which was the banning of the opium cultivation. Sensing a progressive tone of the move by the Britishers, various writings and intellectuals of Assam ignored the uprising. For example the Arunodoi—the first news Assamese news paper published at the initiative of Christian missionaries, caricatured the peasants. However there is huge sub text to the whole narrative which is ignored by the writings on the uprising.
Such measures of the Government severely tolled the economy of the peasants of Assam, particularly of Nowgong, which was the largest opium-producing district in Assam. Rumours, not entirely baseless, were afloat that soon cultivation of tamul (areca nut) and pan (betel vine) would also be made taxable. This led to an agitation, mainly amongst the tribal population (Lalungs) of the Phulaguri area, about 12 kilometers from the present town of Nowgong. In September, 1861, some 1500 ryots marched to the Sadar Court at Nowgong to protest against the ban on poppy cultivation and the contemplated imposition of tax on tamul and pan cultivation. Lt. Herbert Sconce, the Deputy Commissioner of Nowgong, who was used to deal with the ryots in a high-handed and provocative manner refused to hear their complaints.
In the subsequent standoff between the Ryots and the British 39 farmers were killed, many of them were injured, three persons were hanged, seven farmers were deported to koliapani, and sixty farmers were imprisoned for one to ten years. The episode is still remembered by the people of Assam as the Phulagurir Dhawa or the battle of Phulaguri. It may be noted here that the incident was not merely a regular battle between an agitating crowd and an armed force of the Government for prohibition of opium cultivation; it was the earliest of the spontaneous popular movements in Assam against the policy of colonial exploitation.
It would be wrong to think the Britishers had banned opium cultivation thinking about the wellbeing of the people in the state. Assam was identified to be a huge market for opium which was brought from the opium trade of northern parts of India (of 1851-1852). The British government sold opium at an exorbitant price and any production in the state would have reduced the cost resulting loss in the British coffer.
The Assam Riots (1893-94)
But it did not stop the enhancement of revenue, or the supply of government opium. It had also strengthened its police force to create a sense of fear among the restless ryots. In 1868-69, the Government had increased the rates of revenue on rupit and non-rupit lands in the Assam valley districts from 25 to 50 p.c., so that the land revenue which amounted to Rs. 1001,773 in l864-65 rose to Rs. 2165,157 in l872-73.
The people, particularly, in the district of Darrang and Kamrup, reacted through their rarjmels. The people of Lakhimpur resorted to a novel way of protest. They surrendered so much of their land that only 26 p.c. of the enhanced assessment could be collected. In every place, the protests of the ryots were suppressed by a show of force, so that holding of raij-mels had to be given up by them. The people then used to gather in the Namghars or Mosques to discuss new ways of protesting the enhanced assessment. Yet they were not prepared to launch a struggle; they were only biding time to gain a better understanding of the modes of their adversary. But when they again found the government ruthlessly imposing higher rates of assessment, they rose in rebellion towards the close of the century. Thus broke out a series of protests known as “Assam Riots”, beginning with December 1893 when Sir William Ward, the Chief Commissioner of Assam made a new assessment and increased land revenue to 70-80 p.c. and in some cases even to 100 p.c. The people of Rangia and Lachima in Kamrup and Patharughat in Darrang launched thereupon a no-tax campaign declaring excommunication to be the penalty for anyone who disobeyed the raij (people). These risings, however, were not merely against the British but also against the Marwari traders, monopolising the internal trade of Assam and exploiting the peasants through usury.
The movement at Rangia started with the looting of the Rangia bazar on the morning of 24 December 1893. Raij-mels in Nalbari, Barama, Bajali and other places continued to be as active as before.
On January 21, 1894, a mouzader and a mandal were severely assaulted at a village called Kapla near Lachima in the Sarukhetri mouza of the Kamrup district. They went to that place for collection of revenue. The mouzadar died a few days afterwards. Seventy five persons were arrested in this connection but a mob forcibly forced their release.
There was a similar movement at Patharughat in the district of Darrang in January 1894. Since the middle of that month, the ryots through their mels not only protested against the increased rates of revenue but also resisted those who would be paying revenues to the Government. To deal with the situation, J.D. Anderson, the Deputy Commissioner of Darrang, himself arrived at Patharughat on 27th January with a party of military police under Lt. Berrington. Next morning about 2,000 ryots assembled in front of the rest-house where Anderson was encamping to lodge their protest against the enhanced rates of assessment. Anderson asked them to disperse but the people would not listen. Instead, they began to throw sticks and clods of earth to Anderson. Berrington then ordered to open fire, which brought death to fifteen and severe injury to many ryots.
Fourth Phase of Formation of National Consciousness (1852-1920) :
The Assamese sense of belonging was based on a signification literary movement of the second half of the 19th century. British colonial officials in 1836, a decade after the takeover of Assam had decided that the language of rule in Assam would be Bengali. The earliest assertions of Assamese cultural pride – grew as a reaction to that decision. Reaction to such imposition was twofold. The middle class intelligentsia `strongly reacted to such a move by Britishers and secondly, a renaissance of Assamese society took place where the literary movement launched by the Assamese elites played the most dominant role. Anandaram Dhekiyal Phukan Petitioned to Moffat Mills in 1852 against instruction in the “vernacular schools” being imparted in the foreign language” that is Bengali. According to Prof Amaledu Guha, “His contribution to early nationalist ideology apart, Dhekiya Phukaom also gave vent to Assamese national pride”. Dhekiyal Phukan reminded the Government that the Assamese were no way “inferior in their intellectual capacities to any other Indian Nation”. Through the literary movement, the educated Assamese middle class not only strengthened the Assamese language but also tried to instil new progressive ideas to the people.
It was only after 1st World war that a distinct national consciousness, backed-up by political organizations began to take shape. Before this, the struggle for legitimate status of the Assamese language, which was replaced in 1837 by Bengali had begun. Ananda Ram (1829-59) Dhekiyal Phukan and the American Christian missionarises, who in the meantime were writing grammars and dictionaries of Assamese played a decisive role in the establishment of the language. According to Prof Maheswar Neog, the Christian missionaries by publishing Assamese grammar, News papers, dictionary, school and other science and literature books have immensely contributed for the growth Assamese language and literature. By publishing ‘Arunodoi’ for a period of thirty seven years the Missionaries had created a new bunch of Assamese nationalist writers and thus instilled confidence in the ambit of sagging morale which was created by the replacement of Assamese by Bengali as the court language.
The Assamese language gained its legitimate status in year 1873. Ananda Ram Barua along with Gunabhiram and Hem Chandra Barua generated a linguistic consciousness and generated love for their own language. The establishment of the Asamiya Bhasa Unnati Sadhini Sabha (ABUSS) or Assamese Language improving society on 25 August, 1888 by a few Assamese students in Calcutta is a landmark in the history of Assamese language and literature.
The Assam Association in 1903 marks a significant step in the growth of Assamese nationalism. The Association served as the mouth piece of the Assamese middle class in articulating their needs, grievances and aspirations. The Association was instrumental in organizing the new generation to fight against the Britishers. The first student organization of the valley Assam Chatra Sanmilan came into existence in 1916, and L.N. Bezbarua was chosen as the president. Soon after the Assam Sahitya Sabha was established in 1917, which was considered to be linchpin of nationalism in Assam.
One distinguishing feature during this period was the growing settlement of Muslim population in Assam. Thus on the one hand the Assamese middle class had to face stiff competition from educated Bengali middle class patronized by the Britishers and secondly the elites were highly apprehensive about the increasing migrant population. Throughout this period the Bengalis outnumbered the Assamese both in numbers and representation in Government services, profession and business. On the one hand both the groups had fought against the common enemy of British imperialism; they also fought against each other for jobs, land and domination.
The Assamese middle class in the period of 1920s became highly apprehensive about the continuous immigration of East Bengal people to the region. The most worrying for the middle class was ‘that these immigrants would in due course, further tilt the provinces’ demographic, cultural and political balance in favour of the Bengalis’. Muslim immigration from Bengal began to be viewed as a calculated move to turn Assam into a Muslim majority province, so that she could qualify herself for inclusion into the erstwhile East Pakistan, now Bangladesh. Prof. Amalendu Guha gives a very detailed account about the problem in his serial work planter Raj to Swaraj — “ Landless immigrants from overpopulated East Bengal – of them, 85% were Muslims – found land in Assam’s water logged, Jungle infested, river-rine belt . Used to an amphibious mode of living and industrious, these immigrants came by rail, streamers and bits up the Brahmaputra to reclaim those malarial areas. All that they wanted was land. From their riverine base, they further pressed themselves forward in all directions in search of living space in the areas held by the autochthons. It was then that an open clash of interests began to take place….”.
All these organizations and west educated middle class leaders like Lakshminath Bezbarua, Jananath Bora, Kamalakanta Bhattacharyya, Ambikagiri Roy Choudhury, Chandranath Sharma and others contributed immensely to the growth of Assamese nationalism. Thus the search for a cohesive Assamese identity went along with Pan Indian nationalism. However, in some cases the regional brand of nationalism overshadowed Pan Indian nationalism.
The formulation Assam province varied from an independent, separate nation to the autonomies self reliant state. For example Kamalakanta Bhattacharyya (1855-1936), editor of the Journal Assam Hitashi advocated for an independent, self-reliant nation. Two important issues that had helped in the Assamese nationalism is the restoration of the language and secondly the sense of insecurity which primarily emanated from unchecked infiltration from West Bengal. “The fear of being inundated and overtaken by “stronger” nationalities was attempted to be confronted by stress on separate identity of Assamese people which could be ensured through economic progresses & cultural advancement”.
Meanwhile the movement for driving out the Britishers had already started in Assam. The members of Assam Association formed Assam provincial congress committee (APCC) in order to contribute to the national efforts. Ambikagiri Rai Choudhury, a notable writer, poet & a nationalist, however did not allow Assamese nationalism to be merged into Indian nationalism. Roychoudhury clearly distinguished `Asamiya Swaraj’ from `Bharatiya Swaraj’ and argued that the `Swaraj’ for India might not bring Swaraj for Assam.
The Assamese elite conceived of nationalism not so much in the larger Indian context as it was in the context of Assam. They talked more aggressively about Assamese nationalism and less of Indian nationalism. The appearance of newspapers and periodicals such as the Arunoday (1846) the Assam Bilashini (1871), the Jonaki (1889), the Bijulee (1890) the Assamiya (1918) the Times of Assam (1923) the Bonti (1927) the Avahan (1929), the Assam Tribune (1937) to mention the more important one, had made immense contribution in the growth of Asomiya nationalism.“The rise in the level of political consciousness of the people was reflected in the articulation of regional demands which included rights of “Sons of the soil” and safeguard against unchecked and unlimited immigration from nearly provinces” -says Prof. Mishra.
Assamese press during this period can be divided into two categories – a) nationalist press tilted more towards Indian nationalism and b) News papers more leaning towards the cause of Assam and the Assamese than Indian nationalism. Papers like Assam Bilasini ( 1913-1924), Weekly Asamiya (1918-1947), Bi-weekly Asamiya (1930-1942), and Assam Sevak ( 1937-1943) would fall into the first category and used to suffer at the hands of the British administration for their support to the Nationalist struggle.
Prof. Sunil Pawan Baruah who had written the pioneering book ‘Press in Assam: Origin and Development’ said in one of his writings — “…it is to be remembered that notion of nationalism of most of the News papers of Brahmaputra valley was different from the concept of nationalism as understood by the country …..In fact some sort of uneasiness and apprehension of economic and cultural domination by the outsider’s influenced to a certain extent, the tone of the Assamese press in the pre-independence period and even after independence, this attitude prevailed…” . Chetona ( 1919-1927), Deka Asom ( (1935) and Dainik Batori (1935) were a few papers that would fall into second category (B) that we have mentioned above. The first daily News paper of Assam, Dainik Batori (1935), didn’t support the Non-cooperation movement initiated by the Congress.
Intellectuals like Ambikagiri Roy Choudhury, Jnananath Bora, Chandra Nath Sharma were under the apprehension that British domination might be replaced by the domination of non-Assamese Indians over the Assamese. Ambika Roy Choudhury continuously emphasized on the need of developing national consciousness. It was at the insistence of Roy Choudhury that in 1926 the Asom Sangrakhini Sabha, later known as Asom Jatiya Mahasabha was established to protect the interest of the Assamese. Ambikagiri’s idea about the India and other smaller nationalities can be grasped from the following excerpts:-
“India is not a country; it is a continent – a totality of many countries. According to their own social systems, customs everyone is a nationality – and as a result of combination of all these nationalities is growing the great Indian Mahajati – therefore India is the Mahadesh of the Indian Mahajati. Though the people of various provinces may be of same ideology yet they have distinct customs, dresses, eating habits, social norms and distinct natures, system of thoughts are different literature and culture are different. None of them want to disappear.”
“He viewed India as not one nation but as a combination of nationalities who aspire to protect their identities within the Indian Mahajati.” .
Final Phase of resistance against the Raj & Congress –1945—1947 : Cabinet Mission and Grouping System :
Assam was not only fighting against the British imperialism, then undivided Assam was also fighting against the insensitive attitude of the central Congress Leadership. Assam had continuously fought for keeping its distinctiveness against the divisive plan of making Assam a part of East Pakistan.
A search for a cohesive Assamese identity went along with Pan Indian nationalism. Following trends of Assamese nationalism were noticeable during the time of nationalist struggle from 1830-1947—
1. Fight against the domination by another regional group, i.e. the Bengali. This was done in a subtle manner by persuading the Britishers to accept the Assamese as distinct language. The attempt was to assert Assamese language and literature.
2. The second trend was a pan Indian identity which the congress leaders were successful to establish with the help of anti-British nationalist struggle that had engulfed the entire nation.
3. The third trend was a more inward looking that tried to fiercely protect Assamese identity from the aggression of immigrants from East Bengal. These groups of leaders were highly critical about the insensitive attitude of Congress leaders towards Assam. A few nationalist leaders even tried to establish Assam as in independent Sovereign State, if Assam’s interest is not protected within the Indian Union.
Assam’s fight with the center remained the core of her politics even before the attainment of the independence. In its early period of formation, the Indian Political leaders were in a hurry to form the Indian Nation-State. In the process feelings and grievances of some of the communities living in the periphery remained unanswered. The Indian ruling elites had shown great insensitivity and nonchalance to some of the fundamental questions of Assam. The upcoming generations, and the regional ruling elites have nurtured these feelings of the centre and in later period, extremist groups like ULFA & others utilized them for gaining legitimacy to their anti-Indian stand and advocate secessionism.
One of the significant aspect of 1942 Quit India movement was the overwhelming participation of the people and various political groups, cutting across the ideological differences. “The people resistance in the face of massive repression proved finally that they were with the congress and its brand of politics.”
On 16 May 1946, the Cabinet Mission declared its statement, the most important features of which were that it recommended for the unity of India, a three-tier constitution-the centre, groups and provinces and an interim Government with the support of the major political parties till the constitution was complete. To expedite the composition of the constitution making body, the Mission suggested the inclusion of representatives from the recently elected provincial Legislative Assemblies. Each province was to be allotted a total number of seats proportional to its population, approximating a ratio of one to a million. The population was divided into three major communities, general, Muslim and Sikh, which were to have equal representation. The representatives would be divided into three sections, A, B, and C. Bengal and Assam were included in section C.
As soon as the statement was declared by the Cabinet Mission there was sharp reaction in Assam against the group¬ing clause which had tagged the province with Bengal in section C to frame the group and provincial constitutions.
The Grouping system divided the provinces of the India into three sections of A, B and C. Sections B and C comprised of six Muslim dominated provinces. Section C was to consist of Bengal and Assam.
Nirode Kr. Barooah in his seminal work says – “The problem with Assam was that since this Hindu- majority province would be together with the Muslim predominated Bengal in one section. The acceptance of the Section would automatically mean opting for the group and getting thereby submerged in Bengal. In fact there can be no doubt that the grouping provision was especially made to be an essential feature of the Cabinet Mission plan to satisfy the Muslim League.”
The imposing nonchalant and insensitive attitude of the central leaders greatly disheartened the Assamese leaders, needless to say such mental set-up of all India Political leaders continued even in the period of sixties and seventies – causing an unbridgeable gap between the centre and Assam. Leaders like Gopinath Bardoloi, Bishnuram Medhi, Bimala P.Chaliha and others could not think of initiating drastic steps against the centre as these leaders had tremendous faith and respect for Nehru and their comrades in freedom struggle who now happen to be holding important posts in the central ministry. Unfortunately, legacy of freedom struggle was no longer romantically imbibed by the third generation regional ruling elites and hence developed a strong sceptical view about the centre.
“Thus, for the Assam Congress leaders, the 16 May (1946) statement became almost like a call for another struggle for independence and this time also against their own big brothers at the centre.
Nehru went to the extent of suggesting that the Assam Assembly adopt a resolution refusing to sit in the Group and a clear directive be given to the Assam representatives to the Constituent Assembly in this regard. Sardar Patel too expressed his solidarity in favour of Assam Congress and he fully backed Assam’s stand. Finally, when the Assam delegation met Gandhi, he categorically told them to stay out of the Group. The Congress Working Committee headed by Azad expressed its support for Assam’s stand and endorsed Nehru’s suggestion regarding a resolution by the Assam Assembly. But surprisingly, when Azad and Nehru met the Cabinet Mission on 10 June, 1946, they did not raise the issue of Assam’s objection to the Group.
It was at this moment of grave crisis that Gandhi came to Assam’s assistance and told a delegation of Assam Congress leaders ………. “If Assam keeps quiet it is finished. No one can force Assam to do what it does not want to do. It must stand independently as an autonomous unit. It is autonomous to a large extent today. It must become fully independent and autonomous……. As soon as the time comes for the Constituent Assembly to go into sections you will say, `Gentlemen, Assam retires’.
Azad and Nehru, however, continued to hold the view that Assam’s stand was helping the Muslim League and also acting as an obstruction to freedom. Nehru is reported to have told a three-member delegation from Bengal, which asked him as to why Assam was being let down after being given such high hopes by him, “Assam could not hold up the progress of the rest of India and support to Assam would mean refusal to accept the British Prime Minister’s statement of December 6 and letting loose forces of chaos and civil was” (Transfer of power: IX,510).
Conclusion
Assam’s contribution to the freedom struggle of India goes back to the period 1828 and in the year 1830 two Assamese were hanged by the Britishers for raising armed rebellion. They may not be the first ones to have laid lives for the ouster of the British Raj, but their contribution had hardly been recognised. In addition the first woman martyr from Assam Mangri Orang elias Malati Mem who was killed in the year 1921. ‘Who’s who the Indian martyrs’ published by the GOI in 1969 mentions only four martyrs from Assam. In another book – “Woman in the Indian Freedom Struggle’ published by National Archive of India has not mentioned a single woman rebel from the state. Some of the woman rebel who laid their lives were — Konoklata Barua (died in 1942), Mangri Orang ( 1921), Kumoli Devi ( 1942) Tileswari Barua ( 1942—died at the age of 12 years –perhaps the youngest woman martyr in the history of India ), Khouholi Devi (1942) , Tileswri Koch, Konika Devi ( 1942). Freedom struggle in the region was not only a movement against the Britishers, there were also multiple movements utilised by the smaller nationalities to find their place in future independent India. In the pre-Gandhian phase, the aristocratic novelty fought against the Britishers for losing their domination and class interest. During the agrarian phase, the farmers not only fought against the exploitative British ruling class but also against the cohort of Indian officials of British regime. During Gandhian phase, Assam’s participation in the freedom struggle was comprehensive, nevertheless the Assamese middle class not only fought against the Britishers but also against the hegemony of Bengali middle class who effectively replaced Assamese as the official language. Bengali domination has perennially created a fear psychosis among the natives of the state. Since then, the protection of linguistic identity remains the core of Assamese nationalism the manifestation of which is felt even today.
(This paper was presented by Prof. Nani G. Mahanta, Professor of Political Science, GAuhati University at the national seminar on “Revisiting Indian Independence Movement” organised by India Foundation at New Delhi on 18th March, 2017.)
(This article is carried in the July-August 2017 issue of India Foundation Journal.)

The Role of Women in the Indian Freedom Moment

This paper attempts to bring out the role of women in a situation when even the best of efforts failed to bear fruit,in their efforts to raise themselves from a position of neglect and disrepute to which history had relegated them. Indeed between 1750 and 1900, when imperial rule was at its peak in India and the sparks of protest against colonial domination had started smouldering, the role of women has to be documented. In a male dominated socio-political discourse, thatwomen like Rani Laxmibai, Pandita Rama Bai, SavitribaiPhule, TarabaiShinde, Anandibai Joshi,Sarojini Naidu andAnnie Besant could become dominant players, is no mean achievement. However the prominence of a few well known figures is a poor index of judgment to show the extent to which even the common women were involved in transcending the barriers to lift the self from the downtrodden state to which posterity had pushed them into.
The research leads us on to changes that were forged on the anvil of socio¬religious reform movement that was taking place in the 19th century. While the socio¬religious reform movement had wider implications, women specific issues formed the backbone of these efforts marking the onset of a new wave of consciousness that started permeating the society as a whole. Efforts at reform during this period not only yielded immediate results in terms of improving women’s position both socially as well as legally but they also produced long term results in terms of opening up more avenues for greater women role in shaping anti-colonial stance of 19th century. The 19th century phenomenon opened up a whole new world for women in the 20thcentury ultimately enabling ‘Gandhian mobilisation’ of women power in the nationalist struggle. Thus, a short narrative of life stories of iconic women helps prove the point how they made a difference to the existing atmosphere and opened up greater possibilities for political mobilisation of women power in the 20th century.

Political Women
At the outset it is important to differentiate between the phrases ‘political women’ and ‘woman in politics’ in order to dispel any doubts as to what is being considered here. The active albeit direct participation of women in the political process in India may be said to have started only around the beginning of the previous century which is generally considered as the period of beginning of political democracy thereby implying the emergence of nation states worldwide. Through their huge participation in the freedom struggle under the guidance of Mahatma Gandhi women not only played an important role in all his movements (the Non-cooperation Movement 1922, the Civil Disobedience Movement 1931 and the Quit India Movement of 1942) but they also kept up their struggle for woman’s enfranchisement and political representation at all levels even after the attainment of independence in 1947. Women’s movements in India have also been struggling to get political empowerment for the Indian womenfolk for nearly seven decades and have only managed to get their demand for reservation in the Indian parliament and state legislatures included in the programme of the political parties.
So what we are essentially discussing is the `politicalness’ of women in the 18th and 19th Centuries. It has often been stated, and has been refuted here, that the personality traits of women (like the lack of self-esteem) and the socio- economic cultural environment along with the political environment is to a great extent responsible for women’s insignificant participation in politics. Another point that needs to be clarified at the outset is that there was a marked division in the public and private spheres, the former being the male stronghold and the latter the feminine domain to which the women were confined .
The question now arises as to what we mean by political power. In general terms it is understood as the activity which aims at bringing the government to bear in a particular direction, to secure particular results. According to Harold D. Laswell political process implies the shaping, sharing and exercise of power.i Politics helps people to protect their interests and rights through political participation and influence. Conventionally, politics meant political structures but it has now evolved to include expressions of political behaviour like movements, protests and struggles. Primarily considered a male activity it has been challenged by feminist scholars who have argued for a redefinition of politics to include the private sphere also since its political nature deeply, though in a concealed manner, influences public life too. However, here it would be relevant to understand the various implications of politics for different groups, communities and nations. Frieda Hauswirth, a Westerner settled in India articulated the Indian character thus:
‘Underlying all the apparent fatalism of India, so much criticised by the Westerners, there rests this tranquil lake of profound optimism, based on ultimate religious trust and faith this realisation of the imminence of divinity in all life on earth, be its fugitive appearance good or evil. The Indian knows that the wheels of God grind slowly; he also knows that they never cease turning and may not be hurried by the fretting will of man.’ii
This statement of Frieda Hauswirth, a foreign national married to an Indian, amply illustrates the truth of India and Indians, the values that they hold dear and their resultant lifestyles.

A Network of Boundaries

Much has been said about the condition of women in India since ancient times. It is a well-known fact that during the entire ages- ancient, medieval and modern their position, as that of other marginalised groups in the society kept on changing for the better or worse. However, the period of study is marked by some features typical to the age. The most important aspect was the appearance of changes in the society and economy that were the direct result of the process of colonialism which had started by now. Mid-18thCentury saw not only the rise of British imperial storm on the Indian horizon but also the waning of the three hundred year old Mughal rule in India. The latter had infused major socio¬cultural changes into the Indian milieu most importantly in the lives of women who were largely confined to their home seldom venturing out into public. Not only were their livespushed back into the darkness of private realm, not to be seen by the outside world but they were also debarred from all types of socio- political opportunities of progress and development. Basics like education and freedom were denied to them and they were relegated into the background. A change came about in their lives, albeit slowly with the changing socio- religious consciousness that emerged in the 19th century known as the Indian Renaissance. It would suffice here to say that this revival of ancient Indian learning was prodded on by the rising spirit of national consciousness that sprang up under the impact of British rule. It would also be relevant to state here that political nationalism grew in a background of socio-political reforms; in fact they went hand in hand.iii Thus the inclusion of women’s issues was part of the political process which was unfolding during the 19th century and quite naturally the lives of women were not untouched by the developments all around them. Some of these women no doubt understood and grasped the implications of the changes that were taking place and gathered courage to leap forward and uplift themselves and their lot.

The Socio-Religious Reform Movement

The movement for reform in the 19th century and early twentieth century all over India is referred to as the Indian Renaissance. Usually, the credit for the onset of this reforming activity is attributed to Raja Ram Mohan Roy and his associates in the region of Bengal.However, the reforming zeal soon spread like wild fire and engulfed the whole country. This phenomenon is marked by an intellectual awakening somewhat similar to the 16thcentury European Renaissance. The main difference in the Indian and European contexts was that the latter did not have to face the onslaught of colonialism by a foreign country, a colonialism that not only perpetrated all sorts of atrocities on the colonised foreign land but also sapped the colony of all its glory and dignity. The Indian Renaissance is quite different from the European one in more ways than one. This term in European history meant ‘rebirth’ and was used in the context of the revival of the Graeco- Roman learning in the 15th and 16thCenturies after a long spell of the ‘dark’ Middle Ages. The Indian model was a Renaissance with a difference, deeply inlaid by a revivalist make-up of pristine Hindu or Aryan religious spirit. Raja Ram Mohan Roy’s Renaissance aimed at resuscitating the pristine Aryan spirit, ‘Unitarianism of God’, with the help of modern Western rationalist spirit.
This movement generated a new consciousness amongst the Indians who were looking for an ideological- political outlet to vent suppressed feelings of anger generated by distrust and betrayal. The biggest task of the reformers was to hit out at the conformists and at established customs and practices, especially with respect to women and the low castes. As a result the system of marriage, dowry, sati or wife burning, age of marriage, female infanticide, women’s education and confinement all came under the scanner and were questioned by the intellectuals and reformers who gave a call for rationalism in order to achieve internal and external freedom. The BrahmoSamaj and the AryaSamaj, the two key movements of the period, gave a call for simplification of beliefs and ceremonies and laid emphasis on the revival of Aryan-Hindu beliefs as outlined in the ancient Indian scriptures represented by the Vedas.ivAs a final point, it appears that it was not so much the phenomenon of decay as of change that was reflected in these attempts at revamping the social structure that gave the nomenclature of ‘Renaissance’ to this phenomenon of Indian history.
The Politics of Reform
Reforms have always had a normative appeal in India. In fact, reforms have been central to our civilisation. Indian society has, over the centuries, constantly thrown up reformers; those who questioned, overthrew the old order and forged genuine change. The phenomenon of reform which swept most of the parts of India from mid-19thCentury onwards is popularly known as the socio- religious reform movement or the Indian Renaissance. Reforming activity was nothing new to the Indian society although feminism developed much later in the East. Dealing with the various debates that brought out conflicting viewpoints an attempt has been made to bring out the reality of colonialism. While the socio-religious reform movement had wider implications,here women specific issues are the point of focus with the objective to show how efforts at reform during this period not only yielded immediate results in terms of improving women’s position both socially as well as legally but they also produced long term results in terms of opening up more avenues for them and broadening their margins. The 19thCentury phenomenon opened up a whole new world for women in the 20th century known as the women’s movement.
19thCentury symbolises the beginning of `women’s movement’ in the West and it saw the emergence of the ‘woman question’ in the East. The implication being that feminism emerged as an organised force in the West much earlier than in the East where it was still in its infancy during the period under review.But this does not mean that the women in the East were not involved with the changes taking place all around them, more so, in a period when India was undergoing the torment of major upheavals which were socio- religious in appearance but were quite political in essence. This period of Indian history can actually boast of being the trend setter for the future shape of things to come, especially for the women’s movement which had started attaining political overtones in the greatly oppressive colonial milieu.
Another reality with which the Indian women were faced with was that by the end of the Nineteenth and early Twentieth Century, the issue of reforms for women got inextricably mixed up with the movement for national liberation. Colonialism in fact came to exercise a major influence in shaping not only the issues that were taken up to improve the lot of women, for instance the campaign against sati, polygamy, the quest for women’s property rights, stress on women’s education and removal of social malpractices affecting women. Reformers also emphasised a need for reform of laws and subsequent codification to improve the status of women and simultaneously bringing in its wake an alteration of indigenous and customary laws. Thus, issues like sati prohibition, raising the age of marriage, widow remarriage, property rights for women and many more came under the ambit of codification and became the major plank of women’s movement in the Twentieth Century.
While discussing the various attempts at reform, social, religious or legal, the contestations throw up a very interesting triangular tussle between the conservatives, liberals and the official viewpoint. It is generally believed that after 1857, the British abandoned their previous pro- reformist stance and became a lot more cautious about playing the reformer. Another important point that weakens the claims of reformists was that no one was actually interested in improving the lot of the women or in the issue of their rights or status per se. The major motivating factor was the interpretation of scriptures and traditions which directly affected the personal laws. All these developments had major political implications in the sense of setting the stage for politicisation of women and their issues that was going to help the much larger freedom movement for the independence of the country in the 20thCentury.

Some Political Women of the Nineteenth Century

A few case studies like those of Pandita Rama Bai, SavitribaiPhule, TarabaiShinde, Anandibai Joshi and Sarojini Naidu help in understanding the saga of the so called political women and also the related phenomenon of leveraging the self which the present paper tries to unravel.v Through the example of a few notable women of this period, it would be easier to understand the ‘phenomenon of political women’. It would also be the aim to make the point of women’s participation in politics clear and to highlight their contribution in the political process in India.
Maharani VeluNachiyar(1730-1796) is the only female queen in Bharat to defeat the British powers and remain undefeated. Perhaps she is the only one in the world to defeat the western powers and remain undefeated. This 18thCentury queen from SivagangainTamil Nadu, was brought up like a prince and was trained in warfare. Her husband was killed by British soldiers and the son of the Nawab of Arcot. She escaped with her daughter and lived under the protection of Hyder Ali at Virupachi near Dindigul for eight years. During this period she formed an army and sought an alliance with GopalaNayaker and Hyder Ali with the aim of attacking the British. In 1780 Rani VeluNachiyar fought the British and won the battle. When VeluNachiyar found the place where the British stocked their ammunition, she built the first human bomb. A faithful follower, Kuyilidouses herself in oil, lights herself and walks into the storehouse.The Rani then formed a woman’s army named “udaiyaal” in honour of her adopted daughter — Udaiyaal, who died detonating a British arsenal. This was the first women’s army in modern times. Thus she raised a women’s army and defeated the British army with her women’s army. Nachiar was one of the few rulers who regained her kingdom and ruled it for 10 more years.
VeluNachiyar is the first queen who fought for freedom against British in India,thus becoming the first revolutionary to oppose British rule, even before the Great Rebellion of 1857, which is considered as the first war of independence. Queen VeluNachiar granted powers to Marudu brothers to administer the country in 1780. These were the sons of UdayarServai alias MookiahPalaniappanServai and Anandayer alias Ponnathal. On 31st December, 2008 a commemorative postage stamp on her was released.
GauriParvatiBai was one of the two queens of Travancore who ruled from 1810 to 1829. Before her, Gauri Lakshmi Bai (1791- 1814) is credited with modernising the administration of Travancore and ParvatiBai, whose reign saw the extension of the frontiers of Travancore,carried out other revenue related reforms. Her government conceded a revenue settlement and the abolition of export duties on gram gave considerable relief to the farmers. She followed a policy of tolerance towards other religions and gave facilities to Christian missions to build churches and schools. She was a very efficient administrator and ably suppressed all tendencies at usurpation. However her main achievement lay in the field of reform. The Rani realised that social amelioration was not possible unless the people were literate. She was the first ruler of Travancore and one of the first among Indian rulers to spend considerable sums on education with a definite plan to bring it within the reach of the common people.
The 19th century in India was an epoch of upheaval in its first phase, and of reconstruction in the second phase. Rani Laxmibai of Jhansi (1835-58) was a remarkable woman leader of the first epoch which witnessed the outbreak of the all-India revolt of 1857. She was married to SubadarGangadharRao, head of the small Maratha state of Jhansi formed by the Peshwas in 1743. After becoming a widow, the task of looking after the Jhansi estate fell on her shoulders. She not only executed her duties and responsibilities as the head of the state totally but also sacrificed her life while trying to protect her kingdom from the British.
Pandita Rama Bai(1858-1922) is remembered as one of the ‘makers of modern India’ and the ‘greatest woman produced by modern India’. A learned scholar and exponent of Sanskrit she was given the title of `Pandita’ or learned. She travelled widely, nationally and internationally, embraced Christianity and worked incessantly against the social injustice being done to women in the society. She is known for her efforts to provide shelter to widows against all odds and gave them education and vocational training to become self- dependent.
Another outstanding woman who contributed to the emancipation of women in the 19th century was SavitribaiPhule(1831-1897) who along with her husband Mahatma JyotiraoPhule played an important role in improving the condition of women through emphasis on women’s rights in India. She was the first female teacher of the first women’s school in Pune. In 1852 she opened a school for untouchable girls. Both husband and wife worked tirelessly to educate and carry out social struggles for the oppressed.
The Phules got an avid helper in TarabaiShinde, a feminist activist who protested against patriarchy and caste system and helped JyotibaandSavitribai in running their organisation the SatyashodhakSamaj for the upliftment of the downtrodden women. She was a prolific writer and is best known for her work, StriPurushTulana(A Comparison between Women and Men). Published in 1882 it is a critique of upper- caste patriarchy and is considered as the first modern Indian feminist text which challenged the Hindu religious scriptures as the source of women’s ills. The list of women achievers is not small but still they may be counted on fingers. This is not to say that the attempts at breaking their shackles by common women were few or far between.vi In fact just the opposite is true for there are numerous instances of women from all castes and classes joining the ranks of nationalists to fight the political battle for freedom at one level and at another there were tales of daily heroism and struggle to fight the political in the personal.
Conclusion
The above narrative of women from a cross section of Indian society between 1750 to 1900 reveals a new dimension of not only the quality of women’s lives but also the attempts, however sparse but strong, to recover their lost dignity and glory. Unlike their imperial counterparts in Britain, the Indian women had to struggle harder and had a longer road ahead. As Antoinette Burton points out, ‘Historically speaking, arguments for British women’semancipationwere produced, made public,and contested during a periodin whichBritain experienced the confidence born of apparent geo-political supremacy as well as the anxieties brought on by challengesto imperial permanenceand stability.’While suggesting that the women’s movement and imperialism are rather mismatched, still Burton points out that the former coincided with the apogee of British imperial pre-eminence.viiThis process has also been seen as the tireless efforts of women through ages to retrieve themselves from the dark abyss into which history had relegated them over the years. Organised feminism was a far cry for Indian women but the die had been cast in the form of early efforts at reform and recovery of the condition of women.
ENDNOTES
iSinha, Niroj ed. Women in Indian Politics: Empowerment of Women Through Political Partcipation, Gyan Publishing House, New Delhi, 2000, p. 15.
iiHauswirth, Frieda, The Status of Hindu Women, Kegan Paul, Trench, Trubner and Co. Ltd., London, 1932.
iiiHeimsath, Charles H., Indian Nationalism and Hindu Social Reform, Princeton, OUP, 1964, chapter III. ivNatarajan,S., A Century of Social Reforms in India, Asia Publishing House, New Delhi, 1959 and Charles H. Heimsath, Indian Nationalism and Hindu Social Reform, chapter I.
vMost of the details about the female leaders discussed here are taken from, Great Women of India, eds. Swami Madhavananda and R.C. Majurndar, AlmoraAdvait Ashram, 1953.Chapter II in Antoinette Burton’s, At the Heart of the Empire: Indians and the Colonial Encounter in late Victorian Britain, Univ. of California Press, Los Angeles, London, 1998, gives a detailed analysis of PanditaRamabai’s life and achievements.
viMany instances of women who struggled to make their voices heard may be found in the works of eg. ParthaChatterjee, The Nation and its Fragments, Delhi ,OUP, 1994, Chapter vi- The Nation and its Women and TanikaSarkar, Hindu Wife, Hindu Nation- Community, religion and Cultural Nationalism, Permanent Black, Delhi, 2001.
viiBurton, Antoinette, Burdens of History: British Feminists, Indian Women and Imperial Culture, 1865–1915, University of North Carolina Press, 1994.

(This paper was presented by Dr.Yuthika Mishra, Associate Professor of History, Vivekananda College, University of Delhi at the Seminar on ‘Revisiting Indian Independence Movement’ organised by India Foundation at New Delhi on 18th March, 2017 at New Delhi.)

(This article is carried in the July-August 2017 issue of India Foundation Journal.)

The Revolutionary Leader Vinayak Damodar Savarkar

As an intellectual fountainhead and founder of what is termed as “Hindu nationalism,” Vinayak Damodar Savarkar has emerged as one of the most controversial Indian political thinkers of the 20th Century. His writings on Hindutva have generated a great deal of attention for long and he has been eulogized and demonized in equal meausre for being the ideologue of Hindutva. In this paper, I explore the role and contribution of Savarkar as a revolutionary figure and briefly interpret the impact of his philosophy and writings on India’s revolutionary movement. The interpretations that we have had of Indian revolutionary thought are situated almost always within a Western Marxist lineage. Hence it becomes difficult for historians to accept that Savarkar was both a revolutionary and someone who also contributed to the making of a revolutionary thought. It would not be, in my opinion, an exaggeration to state that any history of revolutionary thought in early twentieth century India must examine the role of Savarkar’s works. Savarkar’s revolutionary inspiration was Italian political theorist Guiseppe Mazzini, rather than Karl Marx and other thinkers of the Marxist ideology. Savarkar used history as a tool and believed in writing about the contributions of past revolutionaries to stir and motivate individuals into armed fight against colonial injustices. He never wielded a weapon himself, but argued instead that writing histories was a necessary step in overthrowing colonial empires.

The important platform for pan-India anti-colonial voice had been the Indian National Congress, founded in 1885. But by the time of 1905 and the proposed Partition of Bengal, we see a distinct schism develop within the Congress wherein several nationalist leaders were becoming increasingly impatient with the attitude and responses of the Congress to the colonial power.

I argue here that the roots of this division in ideology could be traced back to the 1857 uprising, after which a diverse group comprising intellectuals, poets, mystics, philosophers, novelists, reformers, and spiritual leaders from around the country cultivated a distinctly Hindu anti-colonial nationalist discourse that combined inward spiritual development with external political freedom. This ideology emerged from the angst that despite her ancient culture and civilization, India had allowed herself to be defeated by a foreign country with a far inferior civilization. The spread of western attitudes among the small but growing middle class in urban colonial India only made matters more urgent. Mythological and historical imageries gave inspiration-­‐ be it, an exiled ruler like Lord Rama, a teacher of duty like Lord Krishna, the heroic guerilla chieftain Chhatrapati Shivaji who conquered the might of the Mughals; and to this was added the symbolism of the India as a chained and captive mother beseeching her young sons to rescue her. These powerful iconographies inspired an entire generation of Indians into action.

The moderates under leaders such as Gopalkrishna Gokhale favoured a regionally restricted peaceful protest and talks, to resolve colonial domination of India. This was stoutly opposed by the ‘extremists’ such as Lala Lajpat Rai, Bipin Chandra Pal and Bal Gangadhar Tilak, who denounced the Bengal partition in the strongest terms and spearheaded the nationwide Swadeshi or self-rule movement. Savarkar was a young undergraduate law student then and had come to the attention of the nationalists, especially Bal Gangadhar Tilak who considered Savarkar as his protégé, with his fiery speeches against partition. His affiliation with the extreme wing of nationalists was apparent even from his school days when, after being deeply affected by the execution of the Chapekar Brothers of Poona for assassinating British officials, he organized a secret revolutionary society called Rashtrabhakta Samuha, which later became the ‘Mitra Mela’ or the society of Friends in 1901 in his home town Nasik. There arefew original documents concerning this society because the members destroyed them all to prevent them falling into the hands of the British.

Savarkar believed in turning history and historical words into a tool or political weapon. He insisted that members of the Mitra Mela read works dealing with major historical figures, biographies of Mazzini, Garibaldi, Napoleon

Bonaparte. His dream was to produce an Indian nationalist, even among the villagers, who had a historical and revolutionary consciousness that was educated and inspired by these global revolutionary leaders.

Tilak recommended Savarkar’s name to that great colossus for all young Indian nationalists, Shyamji Krishna Varma, who gave scholarships to Indian students involved in revolutionary activities, to come and study in Europe. Shyamji had founded a monthly called the Indian Sociologist in 1905 that produced critical essays on the colonial government of India. He owned a house in Highgate called India House, which became a hostel of sorts for Indian students and turned into the hotbed for young Indian revolutionaries, many of whom were inspired by the movements taking place in Russia, Italy and other parts of Europe. The India House became a confluence of several leaders of the times which included, along with Savarkar, stalwarts such as Bhai Paramananda, Lala Hardayal, Virendranath Chattopadhyay, VVS Aiyar, Gyanchand Varma, Madame Bhikaji Cama, P.M. Bapat (Senapati), PT Acharya, WV Phadke, Madanlal Dhingra, Dr Rajan, KVR Swami, Shukla, Sukhsagar Dutta, Sikandar Hyat Khan, Asaf Ali, Khan of Nabha etc. 1 They held weekly meetings and celebrated anniversaries of great Indian heroes. The Scotland Yard that tracked their every movement within and outside London placed these young students under intense surveillance. 2

It was in 1906, that Savarkar left for London and immediately got involved in anti-colonial revolutionary activities from there. He worked with Shyamji Krishnavarma and other students to form a secret underground revolutionary society called the ‘Abhinav Bharat Society’. All members were required to take an oath declaring their personal commitment to the revolutionary objectives of the Society:

1 See Dhananjay Keer, Veer Savarkar

2 Detailed account of the surveillance of Indian revolutionaries is given by Richard Popplewell (1988), The Surveillance of Indian revolutionaries in GreatBritain and on the Continent, 1905–14, Intelligence and National Security, 3:1, 56-­‐76,

I solemnly and sincerely swear that I shall from this moment do everything in my power to fight for independence…convinced that swarajya can never be attained except by the waging of a bloody and relentless war against the foreigner…and with this object, I join the Abhinav Bharat, the revolutionary society for all Hindustan.3

Within six months of reaching London, he translated Mazzini’s biography to Marathi. Over the next two years from 1908 to 1909, he completed his own monumental and meticulously researched history from the British Library archives of original East India Company documents, on the 1857 uprising terming it as “India’s First War of Independence.” He dismissed all the colonial arguments about the causes of 1857 of English historians of the greased cartridges, the economic motives of the elite or the doctrine of lapse etc. and instead powerfully argued that a nationalist ideology was what motivated the uprising and that it led to the end of Hindu-Muslim enmity towards achievement of a common cause. “Can any sane man,” he asked, “maintain that an all embracing Revolution could have taken place without a principle to move it? Could the vast tidal wave from Peshawar to Calcutta have risen in blood without a fixed intention of throwing something by means of its force.”4 He writes about revolutions in general, thus:

Every revolution must have a fundamental principle…A revolutionary movement cannot be based on a flimsy and momentary grievance. It is always due to some all-­‐moving principle for which hundreds and thousands of men fight… The moving spirits of revolutions are deemed holy or unholy in proportion as the principle underlying them is beneficial or wicked…In history, the deeds of an individual or nation are judged by the character of the motive . . . To write a full history of a revolution means necessarily the tracing of all the events of that revolution back to their source-­‐ “the motive”.5

3 Vinayak Chaturvedi (2013) A Revolutionary’s Biography: The Case of V DSavarkar, Postcolonial Studies, 16.2, p 128.

4 Savarkar,The Indian War of Independence(1909), p 3. 5 Ibid.p 4.

The ‘motives’ for Savarkar that he describes above, rested on the dual principles of swarajya and swadharma, which he defines as the love of one’s country and the love of one’s religion, respectively. For him, these were the quintessential guiding principles for all revolutionaries, both in India and outside, and believed that without these principles a true revolution was not possible or feasible. The book did not call for widespread revolution, mayhem, or anarchist violence in India. He was not a reckless revolutionary, but a strategist who advised his followers to strike when the iron is hot. Savarkar, instead, intended to give India a history of her own, to change the subject of history from the colonial state to a national state. In his introduction to the book he made clear that ‘history’ did important work for a nation and a national community, as he recognized it had done for England. He was going to do the same for India, by challenging the popular English accounts of our history. An informant leaked themanuscript of this book to Scotland Yard, and the work was banned before it was even published. It was perhaps one of the only literary works of the world to have this rare distinction of being proscribed even before it was published!

It was Savarkar’s intellectual output on revolutions and his philosophy that scared the British Government a lot more than his actual revolutionary acts, which were significant, but not as much as is made of them. Even as Savarkar was engaged in reading or smuggling bomb-making manuals and guns into India, his literary output and consequent ideological reach were much more dangerous. His associates Madame Bhikaji Cama and Sardar Singh Rana were sent by him to represent India at the International Socialist Congress held on 22 August 1907 at Stuttgart in Germany. They unfurled the Indian flag of independence designed by Savarkar and wanted to move a resolution declaring British rule, as disastrous but could not. But Cama’s speech was fiery and she made a passionate case for freeing India.6 Total freedom is what they postulated and no collaborations negotiations etc as the moderates wanted. Savarkar dispatched members of the Abhinav Bharat from India House to Paris to learn about bomb making, and while he had grandiose plans for sending some members to Belgium, Switzerland and Germany for military training, they never

6 For details of all these revolutionary activities see Dhananjay Keer, VeerSavarkar

materialized. He did, however, make copies of bomb manuals, which he sent to India, along with a few pistols for political assassinations. These were used by several revolutionaries such as Khudiram Bose, Prafulla Chakravarti, Kanailal Dutt, Satyendra Bose and by a seventeen-year-old AnantKanhere to assassinate a colonial official in Nasik. When caught, Kanhere implicated, among others, the Savarkar family. As a result, Savakar’s older brother and some family friends were arrested and sentenced to transportation for life in the Andaman Islands. Savarkar’s younger brother was also arrested in connection with a different conspiracy case in the same year. Back in England, Savarkar and other members of India House were already under surveillance. Despite this, Savarkar managed to inspire Madanlal Dhingra to assassinate former Viceroy Lord Curzon, Lord Morley and British MP Lord Curzon Wyllie. He succeeded in killing Curzon Wyllie in 1909 and was put to trial and eventually hanged. In a moving article in BandeMataram that was started by Madame Cama, Lala Hardayal wrote: “In times tocome, when the British Empire in India shall have been reduced to dust and ashes, Dhingra’s monuments will adorn the squares of our chief towns, recalling to the memory of our children the noble life and noble death of one who laid down his life in a far-off land for the cause he loved so well.” 7

On 13 March 1910, Savarkar was arrested on multiple criminal charges, including ‘procuring and distributing arms’, ‘sedition’, and ‘waging war against the King Emperor of India’. The unspoken fear in all the surveillance documents is that sedition and its effects were the real threat the colonial police had to contain. In 1911, the government opted to send Savarkar to India for his trial, rather than holding it in Britain. However, when the ship carrying Savarkar temporarily docked at Marseilles, France, Savarkar attempted to escape, jumping off the ship and swimming to shore. Unfortunately he was caught due to the treachery of an insider and was eventually sent back to India, tried and later given the maximum sentence of two transportations for life to the Kala Pani Cellular Jail in Andamans, totaling 50 years! Despite passing the law examination, he was never called by the Bench to practice and his degrees were all withdrawn once he was deported to Andamans. Till his conditional release in 1924, he was put to the greatest human tortures at Kala Pani, which are

7 Dhananjay Keer, Veer Savarkar, Chapter 4

horrifying to say the least. 8

C.A. Bayly suggests that intellectuals, like Savarkar, do not really fit into neat classifications of ‘Right or Left’, which, in any case, were probably ‘anachronistic’ for this period9 . In other words, ideas were circulated and received along multiple political trajectories forming complex ‘rhizomal networks’ on a global scale.10 And, because these networks generally functioned ‘underground’ and were classified as ‘criminal’ by states and empires, fathoming the intricate connections that made up the contemporary intellectual economy is often herculean.11

Quite curiously, Savarkar wrote a biography of himself as a revolutionary, written in the pseudo-name of Chitragupta, the mythical accountant of Yamaraj the Lord of Death, entitled “Life of Barrister Savarkar”. In other words, for Savarkar, just like works such as the history of 1857 or later his seminal work, Hindu Pad Padshahi on Maratha history, writing his own biography was meant toinfluence and inspire fellow-revolutionaries. Not surprisingly, the British government immediately banned the text, stating it to be a seditious text. But the book did manage to find light of day into the hands of sympathizers across the political spectrum, though in all its multiple reprints no one ever came to know who the author was. Savarkar also chose never to make this public till the time of his death in 1966 and even after India’s independence in 1947. It was only in the 1987 edition, in the preface that it was revealed that Chitragupta was none other than Savarkar and it was the penname he used. Almost every page has a reference to him as a “leader of the revolution.”

8 See Savarkar’s My Transportation for Life for details of the tortures in the

9 Bayly, Recovering Liberties, p 311. 10 Anderson, Under Three Flags, p 4.
11 Maia Ramnath,Haj to Utopia: How the Ghadar Movement Charted Global
Radicalism and Attempted to Overthrow the British Empire, Berkeley: Universityof California Press, 2011; and Daniel Bru ̈ckenhaus, The‘ TransnationalSurveillance of Anti-­‐Colonialist Movements in Western Europe, 1905-­‐1945’, unpublished PhD thesis, Yale University, 201

But interestingly, Vinayak Chaturvedi mentions that in an interview in 1976, Durga Das Khanna, former Chairman of the Punjab Legislative Council and himself a revolutionary, described how when he was interviewed by Bhagat Singh and Sukhdev Thapar for admission into the Hindustan Socialist Republican Association (HSRA), he was specifically asked by Bhagat Singh if he had read this book ‘Life of Barrister Savarkar’. So it almost seemed like an entry criteria for the HSRA recruits! Bhagat Singh is supposed to have been personally influenced immensely by Savarkar’s work on the 1857 Revolution as well. Copies of the book were found with almost all the members of the Lahore Conspiracy Case in the 1930s. 12

In conclusion, Savarkar’s own words summarize his philosophy of a revolution and its objectives:

Whenever the natural process of national and political evolution is violently suppressed by the forces of wrong, then revolution must step in as a natural reaction and therefore ought to be welcomed as the only effective instrument to re-enthrone Truth and Right. You rule by bayonets and under these circumstances it is a mockery to talk of constitutional agitation when no constitution exists at all. But it would be worse than a mockery, even a crime to talk of revolution when there is a constitution that allows the fullest and freest development of a nation. Only because you deny us a gun, we pick up a pistol. Only because you deny us light, we gather in darkness to compass means to knock out the fetters that hold our Mother down.13

(This paper was presented by Dr. VikramSampath at the national seminar on ‘Revisisting Indian Independence Movement’ organised by India Foundation at New Delhi on 18th March, 2017.Dr. Vikram Sampath is a Bangalore based author/historian/political commentator, Sahitya Akademi award winner, and Founder-Director of the Archive of Indian Music and the Bangalore Literature Festival)

(This article was published in July-August 2017 issue of India Foundation Journal.)

12 Vinayak Chaturvedi (2013) A revolutionary’s biography: the case of V D Savarkar, Postcolonial Studies, 16:2, 124-­‐139

13 Dhananjay Keer, Veer Savarkar, p 63

References

Bakhle, Janaki. ‘Savarkar (1883-­‐1966), Sedition and Surveillance: The Rule of Law

Bayly, C .A. Recovering Liberties: Indian Thought in the Age of Liberalism and

Chaturvedi, Vinayak. (2013) “A Revolutionary’s Biography: The Case of V D

Chitragupta. Life of Barrister Savarkar. Madras: B G Paul & Company Publishers, 1926.

Keer, Dhananjay. Veer Savarkar. Bombay: Popular Prakashan, 1988.

Savarkar, Vinayak Damodar. Indian War of Independence (1909). Delhi, 1986, 10th edn.

—. My Transportation for Life, Selected Works of Veer Savarkar Vol 2, Chandigarh: Abhishek Publishers, 200

Three Men, Their Idea of ‘Mother’ and the Indian Freedom Moment

What lies at the philosophical core of India’s struggle for freedom from British rule? What were Bankim Chandra Chattopadhyay’s, Vivekananda’s and Aurobindo’s thoughts about the idea of the ‘mother’?
These three men and their idea or image of the ‘mother’ are deeply, indeed irretrievably, intertwined in India’s struggle for freedom against British colonial rule. This has rarely ever been spoken about or studied because of the spiritual connotations of their beliefs but it is impossible to really understand the philosophical underpinnings of the Indian independence movement without understanding the subtle interplay of these philosophies which were most profoundly understood by Mahatma Gandhi and which he used to turn a tired, elite petitioning body, the Congress, into a mass movement for India’s freedom from colonial rule.
The Indian National Movement is seen as a momentous political campaign which concluded with a grand, if pyrrhic, victory with the division of the land.It is often said that the imagination of the nation called India began in 1947 but it was perhaps in a sense the conclusion (and not the beginning) of the original nation imagined, the Bharat of yore, which ended in 1947, breaking up into today’s South Asia.
To understand the spirit of this imagination, then, is to understand the philosophical pillars on which it stood, indeed stands. To contemplate these foundations we could delve into writings of antiquity but for the narrow purpose of this article, I wish to draw a simple, more contemporary straight line connecting the founding philosophies of what a struggle for freedom really means from the publication of Ananda Math to Swami Vivekananda’s 1893 appearance in Chicago and his subsequent short life till 1902, and the teachings of Rishi Aurobindo, who, born as he was in 1872, was in a sense the final inheritor of this philosophical tradition.
Ananda Math, the story of forest-dwelling ascetics, by Bankim Chandra Chattopadhyay, holds within it the seminal song of freedom in India, VandeMataram (the root of the word Vande, that is ‘Vand’, of course, comes from references in the Rig Veda, and it means ‘to pay homage’). In seeing the nation in the form of bounteous mother, it carries within it an ancient liturgical tradition of reverence of the nature, of its munificent gifts, and the worship of sacred geographies. As Harvard’s Diana Eck has reminded us, it is through the footsteps of pilgrims, walking from shrine to shrine, that the ‘civilisational state’ (a term first used by the Chinese scholar Zhang Weiwei in context to China, but which is equally, if not more so, applicable to India) of Bharat was first imagined.
It is VandeMataram that Rabindranath Tagore sang at the 1896 Calcutta session of the Congress. When BikajiCama made the first version of the Indian national flag in Stuttgart in Germany in 1907, it had VandeMataram written in the middle band. LalaLajpatRai started a journal called VandeMataram from Lahore. HiralalSen made India’s first political film in 1905 which ended with the chant. MatanginiHazra’s last words as she was shot to death by the British were VandeMataram.
All of Vivekananda’s references to his country talk about the idea of the mother, taken of course also from the worship of his spiritual master Ramakrishna Paramhansa who sang incessantly to the Mother Goddess Kali. In fact, Vivekananda started the tradition of referring to women as ‘mother’ which continues in the Ramakrishna Mission even today. In a letter from America, Vivekananda writes that when he began to refer to women as mother in the West, a lot of women were astonished, some even offended! But that idea of depiction remained resonant and true. It was the source for sustenance for revolutionaries of that time, including Vivekananda. In 1946, in Guwahati, Mahatama Gandhi urged that “Jai Hind should not replace VandeMataram”. He reminded everyone present that VandeMataram was being sung since the inception of the Congress. He supported the Jai Hind greeting, but suggested that this greeting should not be to the exclusion of VandeMataram.
Vivekananda’s youngest brother, BhupendranathDutta, who turned to militant nationalism, “regarded Vivekananda as one of the direct sponsors of militant nationalism” against the British Raj. Vivekananda himself is known to have said that Bengal was “in need of bomb and bomb alone”. There is also some evidence that Vivekananda wanted to gather and rouse the princely states against the British. He even met ‘Sir Hiram Maxim, the bomb-maker’ to that end but realised that the country was not ready for such an armed revolt against the colonial rule at that time. He told the revolutionary Jyotindranath Mukherjee, aka BaghaJatin, “India’s political freedom was essential for the spiritual fulfillment of mankind”.
Aurobindo is the direct inheritor of this tradition. Not least because his is one of the most famous translations of VandeMataram to English. Little wonder, then, that it is Aurobindo, who wrote so movingly about the Indian Renaissance, gave India and its independence movement the concept, in June 1907, of “legitimate patriotism”.
He said: “If it is patriotic for an Englishman to say, as their greatest poet has said, that this England never did nor shall lie at the proud feet of a conqueror, why should it be unpatriotic and seditious for an Indian to give expression to a similar sentiment? If it is highly patriotic for a Roman “to die in defence of his father’s ashes and the temples of his gods”, why should it be madness and senseless folly for an Indian to be stirred by a similar impulse? If “self-defence is the bulwark of all rights”, as Lord Byron has said, why should an Indian journalist be charged with an attempt to incite violence when he asks his countrymen of East Bengal to defend the honour of their women at any cost? If Campbell is right in saying that virtue is the spouse of liberty, why should an Indian be exposed to the menace of siege-guns when entering on a legitimate and lawful struggle for the recovery of his lost freedom? If each noble aim repressed by long control expires at last or feebly mans the soul, why should not our countrymen benefit by the advice of Goldsmith and begin to chafe at the attempt to prolong this alien control? If Tennyson is justified in taking pride in his country which freemen till, which sober-suited Freedom chose, where girt with friends or foes, a man may speak the thing he will, where freedom slowly broadens down from precedent to precedent, why should it be criminal on the part of an Indian to imagine a similar future for the land of his birth?”
Aurobindo’s spiritual consort, the French ascetic MirraAlfassa, of course took the name of The Mother.
It is, then, my argument that the spirit, indeed the reverberating core, of the Indian National Movement lies in this tale of three mothers as defined by Bankim Chandra Chattopadhyay’sAnanda Math, Swami Vivekananda and Rishi Aurobindo. If you will allow me a humorous aside  - as every Indian knows, there is no freedom without the mother.
(This is the summary of the talk delivered by HindolSengupta, Editor-at-large, Fortune India at the national seminar on “Revisiting Indian Independence Moment” organized by India Foundation at New Delhi on 18th March 2017.)
(This article is published in the July-August 2017 issue of India Foundation Journal.)

From Look East to Act East: Enhancing India-ASEAN Integration

India has turned to South East Asia to accelerate national economic development. Of late, South East Asia has become a pivotal foreign policy priority for the Indian government. It is worth recollecting thatIndia embarked on a historic Policy of Economic Reforms in 1991 and subsequently on its Look East Policy (LEP) – a dynamic foreign policy initiative which sent out a strong and positive signal indicating the country’s genuine interest in forging strategic and economic cooperation with South East Asian countries.The policy, referred to as LEP,aimed to enhance infrastructural development and expansion of transportation network inorder to bring better connectivity to the Northeast region, with the twin objectives of a) providing better security and b) facilitating developmental process. However, since the inception of this initiative, there has been no significant and visible forward movement. This stagnation, therefore, has resulted in Prime Minister Narendra Modi giving further impetus by kick-starting the innovative policy of ‘Acting East’, whichis complementary to India’s Asia Policy that seeks to galvanise relations with the economically vibrant region.

Within the region, China has become more assertive vis-a-vis its territorial claims in the oil and gas – rich South China Sea which is also a major international maritime trade route. The US President Donald Trump has given mixed signals about his commitment to the region, thereby creating strategic uncertainties and putting a question mark over the ability of the US to be the leader here . In the face of the political challenges confronting East Asia and the increasing uncertainty in the relations among the major powers, there has been a greater demand for India to play an increased security role in the region. At the same time, India also needs to give a strong signal about its commitment to a long term presence in the Asia Pacific.

The year 2017 marks 50 years of ASEAN’s existence, 25 years of ASEAN-India Dialogue Partnership, 15 years of India’s Summit Level interaction with ASEAN and 5 years of India-ASEAN Strategic Partnership. The Plan of Action (POA) 2016 – 2020 to sustain the India-ASEAN Partnership for ‘Peace, Progress and Shared Prosperity’ focuses on political and security cooperation, economic cooperation and socio-cultural cooperation. India has been actively associated with security cooperation initiatives of the ASEAN nations plus Australia, China, Japan, New Zealand, Republic of Korea, Russia and the United States through the ASEAN Regional Forum (ARF), the ASEAN Defence Ministers’ Meeting (ADMM) and the Expanded ASEAN Maritime Forum (EAMF). India established a Diplomatic Mission to ASEAN (2015) to widen and deepen the India-ASEAN Strategic Partnership. The way India contributes to building a dynamic strategic equilibrium and power equation in the Asia-Pacific region through bilateral and multilateral institutional frameworks stands testimony to its commitment to building a viable ASEAN-centric security architecture .

Enhancing connectivity is crucial to deepening India’s diplomatic, economic and cultural ties with the extended neighbourhood. India has advocated fast-tracking a host of connectivity projects that will accelerate regional integration and endorsed the Master Plan on ASEAN Plus Connectivity (MPAC). Geopolitical considerations dictate India to open up the North Eastern Region to South East Asia and capitalise on enhanced connectivity through land, water and air routes. The Act East Policy envisages that North East Region (NER) must be developed with adequate infrastructure and human resource capital in order to facilitate people-to-people contacts on social, cultural, academic and economic platforms. The idea is about physical connectivity to be complemented with soft connectivity. The connectivity projects like the Asian Highway and Trans-Asian Railway shall be complemented by cross-border transport projects, includingIndia-Myanmar-Thailand Trilateral Highway and Kaladan Multimodal Transit Transport Project, linking India and Southeast Asia. Increasing the maritime and air connectivity between India and ASEAN, transforming the connectivity corridors into economic corridors, and extension of India – Myanmar – Thailand trilateral Highway to Cambodia, Laos and Viet Nam will facilitate movement of passenger and cargo vehicles across the region. Asian Development Bank (ADB) is funding the connectivity projects in India’s Northeast, including the Imphal-Moreh (NH39) highway. Construction of railway from Jiribam to Imphal via Tupul is expected to be completed by 2017.It would be quite feasible to build an economic zone around Moreh (India) and Tamu (Myanmar) border area which is the junction of the land connectivity corridors. With connectivity advantage and access to markets, such economic zone can convert one of Asia’s laggard regions into a versatile growth centre. Development of economic corridors in the region will help attract investment and stimulate economic growth in India’s southern and north eastern regions, Myanmar and Cambodia, Laos, Myanmar and Vietnam (CLMV) countries. Strong backend integration through multimodal links between the eastern, north eastern and south eastern parts of India is essential to reap the benefits of India-ASEAN integration. It is important to make the soft side of connectivity, such as harmonisation of the political, legal and regulatory regimes between India and ASEAN, go together with the development of hard connectivity. Prime Minister Narendra Modi displayed a foreign policy master stroke by announcing a “Line of Credit of USD 1 billion to promote projects that support physical and digital connectivity between India and ASEAN and a Project Development Fund with a corpus of INR 500 crore to develop manufacturing hubs in CLMV countries at the 13th ASEAN-India Summit held in Malaysia in November 2015. It is the way forward for regional trade and economic partnership between the two sides.

ASEAN-India trade and investment relations have been growing steadily. ASEAN is India’s 4th largest trading partner, accounting for 10.2percentof India’s total trade. India is ASEAN’s 7th largest trading partner. As per data maintained by Department of Economic Affairs (DEA), Foreign Direct Investment (FDI) flows from ASEAN into India between April 2000 and May 2016 was estimated at USD 49.40 billion, while outflows from India to ASEAN countries, from April 2007 to March 2015, was about USD 38.67 billion. The ASEAN-India Agreements on Trade in Service and Investments came into force on 1 July, 2015. Both ASEAN and India are also working on enhancing private sector engagement. India and ASEAN need to develop and implement a comprehensive trade facilitation programme that aim at simplifying, harmonising, and standardising trade and integrating customs processes. The External Affairs Minister while informing the Parliament about Prime Minister Narendra Modi’s proactive and innovative policy of ‘Act East’ stressed that India needs access to capital, technology, energy, markets, a peaceful neighbourhood and a global trading system .

The Act East Policy can significantly factor in ending the geographical isolation of India’s North Eastern Region and transforming it into a bridgehead for India to the booming ASEAN markets. Given the economic potential as well as the geo-political importance of the region vis-a-vis a dynamic South East Asia, New Delhi’s perception of the North East has changed. The focus is now on economic development and addressing ‘trust deficit’ rather than seeking military solution to restore stability in the region. The opening up of the landlocked NER economically to ASEAN countries is considered as a potent means of conflict transformation. The fact that there is a growing people-to-people interaction and congruence of strategic interests as wellwill go a long way in the global effort to enhance regional integration. In essence, India chants the connectivity ‘mantra’ to galvanise relations with ASEAN. Connectivity is much more than geographical and physical. What sustains India’s relations with ASEAN are (soft) ‘cultural and spiritual connections, grounded in history and a shared civilizational space’.

(Dr.ShristiPukhremis a Senior Research Fellow at India Foundation.)

(This article is carried in the July-August 2017 issue of India Foundation Journal.)

Defence R & D: A Long Road Ahead

Introduction
In an increasingly flat and un-safe world, defence Research and Development (R&D) delivers technological superiority over the adversaries, reduces import dependencies andaugments the capabilities of the forces to fight and deter threats. In India, the scene in defence R&D remains bleak, largely due to low levels of investment, lack of private sector participation, poor work culture in state owned R&D laboratories and absence of an innovation eco-system. This has led to skepticism on India’s ability to be a military super power and a global force in defence technology.

The annual report published by the US-China Economic and Security Review Commission in 2016, highlights Beijing’s power projection development and warns that once fully developed, the weapons and forces could contribute to a regional conflict in places like the South China and East China seas. The report also states that, “China will try to strengthen its traditional war-fighting capabilities against weaker neighbours.” This is of concern to India as the result of future battles will favour the one which has a technological edge over its adversary and Beijing is way ahead of India in this regard. It is thus important for India to invest in defence R&D and develop asymmetric warfare capabilities to meet possible Chinese aggression.
In India, defence R&D has been largely controlled by state owned enterprises like DRDO and BEL. The sheer number of failures and the cost and time over runs of many crucial projects have overshadowed few stunning successes that these enterprises have had over the years. Under the guise of security and secrecy, the institutions have escaped answering questions raised on its priorities and inefficiencies. In particular, DRDO has been on the critic’s anvil for having, on most occasions, failed to provide timely delivery of crucial systems to the armed forces. A performance audit of India’s R&D effort is called for which hopefully would lead to re-assessing and re-aligning R&D activities within the country and re-shaping of R&D institutions. Concurrent efforts are needed in creating an eco-system that understands the need to innovate and has the capability to do so. This paper looks into the R&D models used by the US and China and attempts to suggest ways in which the best practices can be integrated into our present R&D set up
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Defence R&D in USA
Research and Engineering(R&E) enterprise of the Department of Defence (DOD) forms the backbone of US forces’ technological superiority. It comprises of military departments and their laboratories, all DOD R&D product centers and laboratories, defence agencies like Defence Advanced Research Projects Agency(DARPA), Defence Threat Reduction Agency(DTRA) and Missile Development Agency(MDA), Federally Funded Research and Development Centers (FFRDC), University affiliations, industry partners and the laboratories of the allied governments.
The federal government owns 42 R&D centers called Federally Funded Research and Development Centers or FFRDCs. They are public-private partnerships and conduct research for the US government under its sponsorship. While some are managed by the federal government itself, most of them are contracted to universities, industrial firms or non-profit organisations. FFRDCs are intentionally kept outside the government to avail management flexibility to attract and retain high quality scientists and engineers.
The US DOD also has a Research, Development, Testing and Evaluation program called RDT&E program. It is intended to finance research performed by contractors and government installations.The program aims to develop equipment, material, computer applications and knowledge and technological base that helps build a defence product. The RDT&E financial appropriations are divided separately for the three services and one separate category has been instituted for other defence agencies. The appropriations are available for 2 years’ time and have an incremental funding policy. Each RDT&E appropriation is subdivided into seven budget activities (BAs): BA-1 Basic Research, BA-2 Applied Research, BA-3 Advance Technology Development, BA-4 Advance Component Development and Prototype (ACD&P), BA-5 System Development and Demonstration (SDD), BA-6 RDT&E Management Support, and BA-7 Operational System Development.
The priorities of RDT&E programme should also be taken stock here. Table 1 shows the percentage of the appropriations in each of the seven budget activities between 2013 – 2015. The programme spends more than two third of the allotted budget in development and demonstrations of systems, which is termed Weapons Development Activity(WDA), while only 3 percent is spent on basic research. It is also to be noted here that while the federal government finances RDT&E programmes, the prerogative to award grants solely rests with the subdivided categories.

Budget Activity % spending of the total RDT&E budget
Basic Research 3.0
Applied Research, 7.1
Advance Technology Development 7.9
Advance Component Development and Prototype (ACD&P) 19.4
System Development and Demonstration 17.4
RDT&E Management Support 6.6
Operational System Development 38.9

Table 1: % Spending of the RDT&E Budget in different Budget Activities. (Adopted from DoD’s President’s Budget for FY 2013-15)
A special program called “Reliance” looks into technologies that serve more than one service agency and thus enhance joint-war fighting capabilities,. “Reliance” has created 17 portfolios called Communities of Interest (CoI). Each such community comprises of eminent academicians, scientists and engineers belonging to a specific technological area. Few examples of CoI portfolios are Advanced Electronics, Materials and Manufacturing processes, Cyber, Counter Weapons of Mass destruction, Electronic warfare, Energy and Power Technologies, Autonomy etc. The CoIs are collecting, coordinating and aligning the technical capabilities, requirements, gaps, opportunities and priorities for their respective portfolios. This information forms the basis for a detailed Technological Roadmap which helps the leadership to identify and understand the under/over investments and avoid duplication of technologies. The structure and brief objectives of each group is highlighted in Fig 1.


Fig 1: Structure in a CoI portfolio.

The technologyresources for scientists and engineers working across DOD labs is made available by Defence Technology Information Centre(DTIC). DTIC serves the DODcommunity as the largest central resource for DOD and governmentfundedscientific, technical, engineering, and business related information. It helps to build on previous research,development, and operational experience, and thus reduces duplication. The set up helps build collaborations among the scientific community and leverages on available expertise and experience.
A special mention has to be made about Defence Advanced Research Projects Agency (DARPA). DARPA is mandated to find and fund high pay-off projects that are disruptive and has the potential to create technological surprises.

The Chinese Model
The Chinese R&D and innovation saw a sudden splurge starting this millennia. China is now second in the list of nations with highest R&D spending and has got direct relation to its pursuance of technological superiority over the United States. It has become successful in changing its reputation from a labour intensive, low-cost manufacturing hub to an indigenous, self-sustaining and innovation driven economy. So how did China change its perception, priorities, and made room for innovation and R&D?
The 1998 Ministerial Reforms and Reorganisations were aimed to reduce enterprises dependency on state funds, make them more efficient, and, eventually, profitable and self-sustaining. The result was that better equipment started emerging from key defence sectors and there were two key parameters, which led to this result. Firstly, the government kept increasing the allocation of defence budget for weapons acquisitions. Between 1997 and 2003, the increase was as high as 153 percent. Such a steep increase was bound to increase the industrial output. Secondly, the Chinese firms had limited but consistent access to foreign equipment, especially from Russia and Israel. This access assisted few companies to copy-produce military systems and integrate high-end technology into their production lines.
Chinese firms follow two approaches for defence equipment manufacturing. First is the “Good Enough” approach and second, “Gold-plated” approach. The first one follows creating “low-cost-lower tech” versions of their foreign counterparts. The Chinese realise that it would be too costly to attempt to acquire the capability and produce advanced weapon systems in every possible category. Instead, they intend to focus on making breakthroughs only in certain key areas. The equipment produced with this approach, although cheap qualitatively, meet the needs of People’s Liberation Army, which has fielded them in high volumes.The second approach involves indigenously designing and developing sophisticated high technology systems to match that of advanced nations. To employ this strategy, the Chinese seek to acquire high end technology from foreign suppliers and simultaneously evolve knowledge base in the same domain through consistent basic and applied research in National S&T institutesand affiliated universities.
China has in place two agencies for regulation. These are the StateAdministration for Science, Technology and Industry for National Defence(SASTIND) and Civil–Military Integration Promotion Department (CMIPD). CMIPD is mandated to work primarily towards civil-military integration and develops integrated standards for civil and military equipment. SASTIND’s primary responsibilities include drafting guidelines, policies, laws and regulations related to science, technology and industry for national defense.
Like US, China has promulgated few policy directives to boost R&D. The state run enterprises are required to invest at least 3 percent annual revenues in R&D. It has also imposed an upper cap of profits restricting the companies to quote exorbitant prices for defence acquisitions. Like DTIC in USA, China has created Information Analysis and Dissemination (IAD) system. It is specifically tasked to gather all open source information on foreign products for technology assimilation and concept refinement. Recently China also spoke of its intention to create a DARPA like institution for PLA.
What Should India Do
In the long list of things that have to be changed, a comprehensive Science & Technology Policy, which sets up S&T and defence priorities in clear terms, would be a good start. Along with the institutional changes, there is a need to create an innovation eco-system for defence related R&D. The envisaged eco-system must find synergies with the National Security Strategy and the Nation’s S&T policy. Few recommendations to bring about the desired changes are as follows.
• Aim & Arm: Identify the most potent threats and evolve strategies to mitigate them. Threat severity must be weighed and the technologies that can help deter these threats must be sought for acquisitions.The technologies that we build must try to close gaps in our security.
• Defence Inclusive S&T Policy:Like in US and China, the STI policy must be evolved in conjunction with the defence strategy of the nation. A subcommittee has to be set up for each of the R&D areas that are mentioned in STI policy of 2013, and must be tasked to find critical technologies relevant to that area. Ways must be explored to draw a link between the chosen technologies and the security needs of the nation. Efforts must be coordinated to gain global leadership in these frontiers of science. Technology Information, Forecasting and Assessment Council (TIFAC), Department of Science and Technology, is now workingto develop a Technology Vision 2035 document. A quick scan of the website will tell you that Defence is still treated exclusive of the Science and Technology policy of our nation. Department of S&T will have to learn its lessons from the past and seek to develop a coherent and comprehensive S&T policy.
• Identify “Critical-to-Security” Technologies: India should seek global leadership in only select areas that are “Critical-to-Security”. Global domination in every category is not feasible given the baseline at which India has to start. Although DRDO has specified a large number of thrust areas through its Research Boards, there seems to be no clear list of areas with high priority and low priority. Further, the thrust areas are too academic in nature and give an impression that the outcome will be research papers and not actual products. “Critical-to-Security” technologies must be more immediate and macroscopic. Efforts must be then channelised and coordinated to develop the same. (For Israel, “Critical-to-Security” was Missiles and Anti-Missile technology; for China it has been Maritime Surveillance and Security)
• Communities of Interest:Based on “Critical-to-Security” technologies, sub-domains or “Communities Of Interest” should be created on the lines of US. A Steering Committee having top scientists, engineers and academicians relevant to that domain must be entrusted to develop plans and proposals to prioritise technologies at a sub-system level and steer the technology towards a realisable product.
• Civil-Military Integration (CMI) Policy: In the last decade, both USA and China have relied on the dual use technologies to meet growing needs of its forces in much quicker time. The Dual-use Application Program(DuAP) in US and Civil–Military Integration Promotion Department (CMIPD) in China have become successful models for civil-military integration. Since FDI in defence calls for deeper scrutiny, India can start promoting FDI in non-defence R&D and then leverage on the technologies that emanate from such ventures. For example, Indian mobile companies can be asked to work on radio and satellite communication devices, since they find close overlap with their area of business. The CMI policy will eventually create an alternative to DRDO, bring competition into play and compel each stake holder to continuously innovate and beat each other in price and sophistication.
• Directed and Increased R&D investment: Fig 2 shows spending on R&D by different nations as percentage of their GDP. While countries like South Korea and Japan are making investments in excess of 3 percent of their GDP, India has been spending less than 1 percent of its GDP in R&D. It is imperative for India to increase the investments and do so in technologies that are ‘critical-to-security’ as identified by the competent authority.


Fig 2: Spending on R&D as % of their GDP [13]
• Human Resource:Human capital is an indispensable pillar in building a strong R&D base and must be addressed with full seriousness. Firstly, the role of educational institutions in this effort has to be clearly stated. The thrust areas of the DRDO research boards must be made as Optional Courses in Universities and relevant research must be awarded appropriate credits. A program similar to IRAD can be envisaged to encourage participation in defence programs. Not just educational institutions, but also the industry will have to share the responsibility in creating a good quality human resource. DRDO and industry in general will have to develop the talent on campus and then acquire them. The armed forces must carry out a nation-wide campaign to highlight the conditions and difficulties in a war zone and inspire talented youth to contribute to national security. The Centre of Excellence started by DRDO in various universities should be given more autonomy and made to function on the lines of FFRDCs. Concurrent efforts must also be made to retain the talent while trying to attract the new ones.Government may also seek to make changes to the Recruitment and Assessment Board, since, going by DRDO’s own admission, is not being able to recruit quality scientists and engineers.
• Approach to Design: Trying to build a Product ‘X’ of world class sophistication from the word go has its own advantages and disadvantages. For a nation like India,the disadvantage being the high developmental costs and long development cycle. India must follow ‘Build-Capitalise-Improvise’ doctrine in its R&D endeavours with focus on building medium quality parts to understand the magnitude of design effort, the technology gaps and the scale of productions. In technologies that are not so critical, we must try to emulate the ‘Good enough’ approach. Indian scientists and engineers must see if the said technology has sufficient benefits, has no critical problems and its benefits sufficiently outweigh the problems. In a globalised world, it is wise to forge strategic collaborations with other nations to not only share the technology but also the development cost. The Russians built the Su-30 with the help of French and Israeli avionics. The Joint Strike Fighter F-35 has as many as 12 partnering nations. So, India, like it did in the case of Bramhos, must seek foreign partners of both technical and strategic importance. It should simultaneously develop its own capabilities by basic and applied research, technology assimilation and eventually becoming self-reliant. In projects of high stake, the agencies must develop sound knowledge of the product fundamentals and create testing procedures to reduce technology risks.
• Government Support:A strong backing from the government is a pre-requisite for R&D success. While the aim of investing in R&D is to bring in new or better products, increase usability, sales, profits and ultimately use the same profits to invest in R&D, and create an innovation driven economy, it also creates many jobs. There are inherent risks associated with R&D activities and failures should not clog the funding, with the government having to differentiate between non-performers and failures of performers.
• National Defence Research Repository (NDRR):On the lines of DTIC in US, and IAD in China, we must create an online repository for information dissemination of research related to defence technology. National Data Sharing and Accessibility Policy (NSDAP), hosted by Department of Science & Technology doesn’t speak anything exclusively about the Defence Sector. Such a repository will not only help government in tracking and avoid funding for duplication of technologies, but will also help different researchers collaborate seamlessly and build on their individual expertise and experiences. The non-strategic data will also help university students to get a firsthand impression of defence technology, which may well be a source of inspiration.
• Defence Offset Policy: Departing from the obligatory nature of the offset policy, India must forge long-term strategic partnerships with foreign firms. Data may move at the speed of light but decisions on technology transfer move at the speed of trust. India will have to shed customer-buyer relation and become more of a business partner. Only then, firms will see Defence R&D as a viable avenue for discharging the offset obligation. Meanwhile, India will have to put in place a robust mechanism for the protection of Intellectual Property Rights (IPR).
• Structural Changes:Taking cue from ISRO, which directly reports to PMO, Chairman DRDO must directly report to the RakshaMantri to avoid bureaucratic delays. Further, the decision of government in refusing to create a DARPA like entity in India must also be reconsidered.
In the age of rapid technological obsolesce, whether DRDO is working hard or otherwise does not matter. What matters is if the efforts put by DRDO are adequate to beat the global competition. The measures taken up by government are at present inadequate to move a system that has stayed dormant for decades. How this is to change will be the defining challenge in times ahead and is a mammoth task. However, no amount of difficulty should discourage a nation that aspires and has the ability to be the best. As Victor Hugo said, “There is one thing stronger than all the armies in the world, and that is an idea whose time has come.”

(Keertivardhan Joshi is a Fellow, CSIR-National Aerospace Laboratories, Bangalore)

(This article is carried in the July-August 2017 issue of India Foundation Journal.)

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